PETER MATHIAS


Licensee: ASCOT SECURITIES PTY LTD

PETER MATHIAS (Adviser# 001009205) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 11, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name PETER MATHIAS
Adviser Number 001009205
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2015
Financial Service (AFS) Licence Licence# 000246718
ASCOT SECURITIES PTY LTD
Licence ABN 45075902206
Adviser Start Date 2015-06-11
Adviser End Date 2016-06-15
Appointing Representative Name ASCOT SECURITIES PTY LTD
Appointing Representative Number 000246718
Appointing Representative ABN 45075902206

Authorisations to provide financial product advice

  • PETER MATHIAS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000246718 ASCOT SECURITIES PTY LTD 2015-06-11 - 2016-06-15 ASCOT SECURITIES PTY LTD

Licensee Information

Licence Name ASCOT SECURITIES PTY LTD
Licence Number 000246718
Licence ABN 45075902206

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
TIMOTHY RADFORD Ascot Securities Pty Ltd Ceased 2016-08-08
HENRY FUNG Ascot Securities Pty Ltd Ceased 2016-06-29
EVAN MCQUIRE Ascot Securities Pty Ltd Ceased 2016-04-27
SCOT ANDREW BURTON Ascot Securities Pty Ltd Current 2014-12-15
PETER WILLIAM DICK Ascot Securities Pty Ltd Current 2014-10-23

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
TIMOTHY RADFORD Ascot Securities Pty Ltd Ceased 2016-08-08
HENRY FUNG Ascot Securities Pty Ltd Ceased 2016-06-29
EVAN MCQUIRE Ascot Securities Pty Ltd Ceased 2016-04-27
SCOT ANDREW BURTON Ascot Securities Pty Ltd Current 2014-12-15
PETER WILLIAM DICK Ascot Securities Pty Ltd Current 2014-10-23

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.