DOUGLAS WILLIAM CLARENCE READ (Adviser# 000467575) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 7, 2015.
| Register Name | Financial Advisers |
| Adviser Name | DOUGLAS WILLIAM CLARENCE READ |
| Adviser Number | 000467575 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2011 |
| Financial Service (AFS) Licence |
Licence# 000237121 ORD MINNETT LIMITED |
| Licence ABN | 86002733048 |
| Licence Controlled By | IOOF HOLDINGS LTD |
| Adviser Start Date | 2015-09-07 |
| Appointing Representative Name | ORD MINNETT LIMITED |
| Appointing Representative Number | 000237121 |
| Appointing Representative ABN | 86002733048 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Economics | University of Sydney |
| Bachelor of Economics | University of Sydney |
| Cavendish & ICFS Specialist SMSF Course | University of Adelaide |
| Cavendish & ICFS Specialist SMSF Course | University of Adelaide |
| Graduate Diploma of Applied Finance & Investment | Finsia |
| Graduate Diploma of Applied Finance & Investment | Finsia |
| Graduate Diploma of Financial Planning | Kaplan |
| Graduate Diploma of Financial Planning | Kaplan |
| Insurance, Succession & Estate Planning | Kaplan Higher Education |
| Insurance, Succession & Estate Planning | Kaplan Higher Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237121 |
ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2015-09-07 - | ORD MINNETT LIMITED |
| 000237122 |
ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2015-09-07 - | ORD MINNETT FINANCIAL PLANNING PTY LIMITED |
| 000237641 |
GUARDIANFP LTD
Licence controlled by: SUNCORP GROUP LIMITED Further restrictions: Securities restricted to ASX 200 and ETFs - conditional authorisation. Completion of ADFP or equivalent by 30 June 2015. Superannuation excludes SMSF |
2014-10-24 - 2015-09-04 | GUARDIANFP LTD |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC |
2008-07-01 - 2014-06-30 |
| Licence Name | ORD MINNETT LIMITED |
| Licence Number | 000237121 |
| Licence ABN | 86002733048 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARY VAN DAALEN | Ord Minnett Limited | Current | 2018-08-06 |
| MATTHEW MALIN | Ord Minnett Limited | Current | 2018-08-01 |
| ANGELOS GIANNAKOPOULOS | Ord Minnett Limited | Current | 2018-07-31 |
| MELINDA LIPSHUTZ | Ord Minnett Limited | Current | 2018-07-30 |
| VERA LIN | Ord Minnett Limited | Current | 2018-07-19 |
| DALE WEEKS | Ord Minnett Limited | Current | 2018-07-10 |
| TONY HAWKINS | Ord Minnett Limited | Current | 2018-06-18 |
| BRIAN MANNING | Ord Minnett Limited | Current | 2018-06-14 |
| JOHN BLAND | Ord Minnett Limited | Current | 2018-06-12 |
| DEBRA HUNTLEY | Ord Minnett Limited | Current | 2018-06-12 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.