BRETT SAU SIANG SEET


Licensee: CXC FINANCIAL PARTNERS PTY LTD

BRETT SAU SIANG SEET (Adviser# 001000406) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 27, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name BRETT SAU SIANG SEET
Adviser Number 001000406
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000378656
CXC FINANCIAL PARTNERS PTY LTD
Licence ABN 75145700456
Adviser Start Date 2014-10-27
Appointing Representative Name CXC FINANCIAL PARTNERS PTY LTD
Appointing Representative Number 000378656
Appointing Representative ABN 75145700456
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • BRETT SAU SIANG SEET
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning FINSIA
Bachelor of Business (Major International Business) University of Queensland
Bachelor of Commerce (Banking & Finance) University of Queensland
Certified Financial Planner (CFP) Financial Planning Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000378656 CXC FINANCIAL PARTNERS PTY LTD 2014-10-27 - CXC FINANCIAL PARTNERS PTY LTD
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2009-12-09 - 2014-10-10 WOODBURY FINANCIAL SERVICES PTY. LTD.

Licensee Information

Licence Name CXC FINANCIAL PARTNERS PTY LTD
Licence Number 000378656
Licence ABN 75145700456

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SABENA SAMUEL Cxc Financial Partners Pty Ltd Current 2018-08-15
JOSHUA PERKINS Cxc Financial Partners Pty Ltd Current 2016-01-01
SARAH CAMILLA CONNELLY Cxc Financial Partners Pty Ltd Ceased 2015-10-29
TIMOTHY HOBART Cxc Financial Partners Pty Ltd Current 2010-10-08

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SABENA SAMUEL Cxc Financial Partners Pty Ltd Current 2018-08-15
JOSHUA PERKINS Cxc Financial Partners Pty Ltd Current 2016-01-01
SARAH CAMILLA CONNELLY Cxc Financial Partners Pty Ltd Ceased 2015-10-29
TIMOTHY HOBART Cxc Financial Partners Pty Ltd Current 2010-10-08

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.