NICHOLAS DEMPSTER (Adviser# 001001673) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 26, 2016.
| Register Name | Financial Advisers |
| Adviser Name | NICHOLAS DEMPSTER |
| Adviser Number | 001001673 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2004 |
| Financial Service (AFS) Licence |
Licence# 000221938 R M CAPITAL PTY LTD |
| Licence ABN | 74065412820 |
| Adviser Start Date | 2016-05-26 |
| Appointing Representative Name | R M CAPITAL PTY LTD |
| Appointing Representative Number | 000221938 |
| Appointing Representative ABN | 74065412820 |
| Further Restrictions | Deal or advise in SMSFs and taxation. |
|
| Qualification / Degree | Institute / School |
|---|---|
| ASX Accredited Derivatives Adviser Level One | Tribeca |
| ASX Accredited Derivatives Adviser Level Two | Tribeca |
| Bachelor of Economics | University of Western Australia |
| Graduate Certificate in Applied Finance & Investment | Kaplan Professional Education |
| Graduate Diploma of Financial Planning | Kaplan Professional Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000221938 |
R M CAPITAL PTY LTD
Further restrictions: Deal or advise in SMSFs and taxation. |
2016-05-26 - | R M CAPITAL PTY LTD |
| 000243302 | EUROZ SECURITIES LTD | 2014-07-01 - 2016-05-24 | EUROZ SECURITIES LTD |
| Licence Name | R M CAPITAL PTY LTD |
| Licence Number | 000221938 |
| Licence ABN | 74065412820 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| AMRIT PAL SINGH MALHOTRA | R M Capital Pty Ltd | Current | 2018-07-16 |
| CARLO ANSELMO BORRELLI | R M Capital Pty Ltd | Current | 2018-07-09 |
| NHAT ANH HOANG | R M Capital Pty Ltd | Current | 2018-04-10 |
| BRYCE JOHN WILLIAM GOULD | R M Capital Pty Ltd | Current | 2018-04-02 |
| BORISLAV BARNA | R M Capital Pty Ltd | Current | 2018-03-27 |
| PAUL GABRIEL SHARBANEE | R M Capital Pty Ltd | Current | 2018-02-12 |
| PAUL CLYDE NEVIN | R M Capital Pty Ltd | Current | 2018-01-05 |
| ROBERT JAMES SHAW BRIERLEY | R M Capital Pty Ltd | Current | 2017-07-10 |
| MARK FRANCIS SMALL | R M Capital Pty Ltd | Current | 2017-04-03 |
| GAVIN ERIC CONYERS | R M Capital Pty Ltd | Current | 2017-04-03 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.