RICHARD PIESSE


Licensee: FIDUCIAN FINANCIAL SERVICES PTY LTD

RICHARD PIESSE (Adviser# 001002914) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 9, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name RICHARD PIESSE
Adviser Number 001002914
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000231103
FIDUCIAN FINANCIAL SERVICES PTY LTD
Licence ABN 46094765134
Licence Controlled By FIDUCIAN GROUP LIMITED
Adviser Start Date 2018-04-09
Appointing Representative Name FIDUCIAN FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000231103
Appointing Representative ABN 46094765134
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • RICHARD PIESSE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning Kaplan Professional
Diploma of Financial Planning Kaplan Professional
Investment Products 1 Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000231103 FIDUCIAN FINANCIAL SERVICES PTY LTD
Licence controlled by: FIDUCIAN GROUP LIMITED
2018-04-09 - FIDUCIAN FINANCIAL SERVICES PTY LTD
000231138 FINANCIAL WISDOM LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on Standard Margin Lending
2016-12-22 - 2018-04-13 FINANCIAL WISDOM LIMITED
000231139 COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on Securities; SMSF; Standard Margin Lending.
2012-09-28 - 2016-11-25 COMMONWEALTH FINANCIAL PLANNING LIMITED

Licensee Information

Licence Name FIDUCIAN FINANCIAL SERVICES PTY LTD
Licence Number 000231103
Licence ABN 46094765134

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRIAN ANDREW GREAVES Fiducian Financial Services Pty Ltd Current 2018-08-21
GARY RAYMOND AMMON Fiducian Financial Services Pty Ltd Current 2018-05-24
JOSHUA GRAHAM CHARTERS Fiducian Financial Services Pty Ltd Current 2018-02-05
ALEXANDER JACK WILSON Fiducian Financial Services Pty Ltd Current 2018-01-19
TU THI VO Fiducian Financial Services Pty Ltd Current 2018-01-19
LYNNE MAREE NEVILLE Fiducian Financial Services Pty Ltd Current 2017-11-13
AMY GRACE LIPPIS Fiducian Financial Services Pty Ltd Current 2017-11-03
AMY LEE HOAD Fiducian Financial Services Pty Ltd Current 2017-08-23
TOBY JAMES ALLEN Fiducian Financial Services Pty Ltd Current 2017-07-27
JOHNATHAN CHIN KANE HICKS Fiducian Financial Services Pty Ltd Current 2017-06-01

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.