STEPHEN HOYES-COCK

Licensee: NATIONAL AUSTRALIA BANK LIMITED

STEPHEN HOYES-COCK (Adviser# 001002961) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 13, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEPHEN HOYES-COCK
Adviser Number 001002961
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000230686
NATIONAL AUSTRALIA BANK LIMITED
Licence ABN 12004044937
Licence Controlled By NATIONAL AUSTRALIA BANK LIMITED
Adviser Start Date 2017-09-13
Appointing Representative Name NATIONAL AUSTRALIA BANK LIMITED
Appointing Representative Number 000230686
Appointing Representative ABN 12004044937
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • STEPHEN HOYES-COCK
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
928S Margin Lending Kaplan Professional
Bachelor of Commerce Bond University
Certificate IV in Finance and Mortgage Broking Kaplan Professional
Diploma of Finance and Mortgage Broking Management Kaplan Professional
Diploma of Financial Planning Pinnacle Financial Services Academy

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2017-09-13 - NATIONAL AUSTRALIA BANK LIMITED
000231139 COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on Securities; SMSF; Standard Margin Lending.
2014-06-12 - 2017-07-28 COMMONWEALTH FINANCIAL PLANNING LIMITED
000274484 HENDERSON MATUSCH PTY LTD
Licence controlled by: Access Management Pty Ltd ATF Matusch Family Trust
2013-08-01 - 2014-05-02

Licensee Information

Licence Name NATIONAL AUSTRALIA BANK LIMITED
Licence Number 000230686
Licence ABN 12004044937

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KRISTOPHER PHILIP CHAPMAN National Australia Bank Limited Current 2018-08-21
LAURA ANN KELLY National Australia Bank Limited Current 2018-08-21
GILLIAN LAURA SEMENTILLI National Australia Bank Limited Current 2018-08-16
NICOLETTE QUINN National Australia Bank Limited Current 2018-07-23
SEBASTIANO MANTELLO National Australia Bank Limited Current 2018-07-12
MICHAEL BADGER National Australia Bank Limited Current 2018-07-02
CHENG-YUNG YU National Australia Bank Limited Current 2018-06-27
CAITLIN JANE KIMPTON National Australia Bank Limited Current 2018-06-22
SEAN O'NEIL National Australia Bank Limited Current 2018-06-20
ORLANE HUGH GHI National Australia Bank Limited Current 2018-06-15

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.