FELICITY THOMAS

Licensee: ORD MINNETT LIMITED

FELICITY THOMAS (Adviser# 001003277) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 5, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name FELICITY THOMAS
Adviser Number 001003277
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000237121
ORD MINNETT LIMITED
Licence ABN 86002733048
Licence Controlled By IOOF HOLDINGS LTD
Adviser Start Date 2017-06-05
Appointing Representative Name ORD MINNETT LIMITED
Appointing Representative Number 000237121
Appointing Representative ABN 86002733048
Memberships Financial Planning Association of Australia (FPA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • FELICITY THOMAS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics University of Technology Sydney
Bachelor of Economics University of Technology Sydney
Graduate Certificate Applied finance Kaplan Professional Education
Graduate Certificate Applied finance Kaplan Professional Education
Graduate Diploma of Financial Planning Kaplan Professional Education
Graduate Diploma of Financial Planning Kaplan Professional Education
Master of Financial Planning Kaplan
Master of Financial Planning Kaplan
Self Managed Super Funds Kaplan
Self Managed Super Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237121 ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD
2017-06-05 - ORD MINNETT LIMITED
000237122 ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence controlled by: IOOF HOLDINGS LTD
2017-06-05 - ORD MINNETT FINANCIAL PLANNING PTY LIMITED
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2014-11-25 - 2017-06-02 WESTPAC BANKING CORPORATION

Licensee Information

Licence Name ORD MINNETT LIMITED
Licence Number 000237121
Licence ABN 86002733048

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARY VAN DAALEN Ord Minnett Limited Current 2018-08-06
MATTHEW MALIN Ord Minnett Limited Current 2018-08-01
ANGELOS GIANNAKOPOULOS Ord Minnett Limited Current 2018-07-31
MELINDA LIPSHUTZ Ord Minnett Limited Current 2018-07-30
VERA LIN Ord Minnett Limited Current 2018-07-19
DALE WEEKS Ord Minnett Limited Current 2018-07-10
TONY HAWKINS Ord Minnett Limited Current 2018-06-18
BRIAN MANNING Ord Minnett Limited Current 2018-06-14
JOHN BLAND Ord Minnett Limited Current 2018-06-12
DEBRA HUNTLEY Ord Minnett Limited Current 2018-06-12

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.