TONY WU

Licensee: INFOCUS SECURITIES AUSTRALIA PTY LTD

TONY WU (Adviser# 001003552) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 20, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name TONY WU
Adviser Number 001003552
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000236523
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence ABN 47097797049
Licence Controlled By STEINHARDT HOLDINGS PTY LTD
Adviser Start Date 2018-04-20
Appointing Representative Name INFOCUS SECURITIES AUSTRALIA PTY LTD
Appointing Representative Number 000236523
Appointing Representative ABN 47097797049
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Direct Equities excludes direct equities advice and SMSF excludes SMSF

Authorisations to provide financial product advice

  • TONY WU
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan
Diploma Financial Services (Financial Planning) Kaplan
Master of Business Administration (Executive) University of Queensland
Self Managed Superannuation Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000236523 INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD
Further restrictions: Direct Equities excludes direct equities advice and SMSF excludes SMSF
2018-04-20 - INFOCUS SECURITIES AUSTRALIA PTY LTD
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Securities: Class of product only. Government Debentures or Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice.
2011-01-27 - 2018-04-13 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
000229882 SUNCORP-METWAY LIMITED
Licence controlled by: SUNCORP GROUP LIMITED
2010-09-01 - 2010-11-15
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2009-01-01 - 2010-08-30

Licensee Information

Licence Name INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence Number 000236523
Licence ABN 47097797049

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JESSICA PAIGE HALL Infocus Securities Australia Pty Ltd Current 2018-08-30
CRAIG STEVEN MELDRUM Infocus Securities Australia Pty Ltd Current 2018-08-22
JEFFREY WILLIAM MITCHELL Infocus Securities Australia Pty Ltd Current 2018-08-22
REGINALD ARTHUR SHERIDAN Infocus Securities Australia Pty Ltd Current 2018-08-21
SCOTT DAVID MALCOLM Infocus Securities Australia Pty Ltd Current 2018-08-21
DAVID WARREN MCNEICE Infocus Securities Australia Pty Ltd Current 2018-08-21
MICHAEL LOUIS SCHEMBRI Infocus Securities Australia Pty Ltd Current 2018-08-21
NATHAN WHITFIELD Infocus Securities Australia Pty Ltd Current 2018-08-21
STEVEN JAMES MARTIN Infocus Securities Australia Pty Ltd Current 2018-08-21
ROSS KONTOMINAS Infocus Securities Australia Pty Ltd Current 2018-08-07

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.