LISA LEE (Adviser# 001004945) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 18, 2018.
| Register Name | Financial Advisers |
| Adviser Name | LISA LEE |
| Adviser Number | 001004945 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2010 |
| Financial Service (AFS) Licence |
Licence# 000236523 INFOCUS SECURITIES AUSTRALIA PTY LTD |
| Licence ABN | 47097797049 |
| Licence Controlled By | STEINHARDT HOLDINGS PTY LTD |
| Adviser Start Date | 2018-04-18 |
| Appointing Representative Name | INFOCUS SECURITIES AUSTRALIA PTY LTD |
| Appointing Representative Number | 000236523 |
| Appointing Representative ABN | 47097797049 |
| Memberships | Financial Planning Association of Australia (FPA) |
| Further Restrictions | Direct Equities excludes direct equities advice |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Services (Financial Planning) | Kaplan Education Pty Ltd |
| Graduate Diploma of Applied Finance | Kaplan Higher Education Pty Ltd |
| Margin Lending and Geared Investments | Kaplan Education Pty Ltd |
| Master of Financial Planning | Kaplan Higher Education Pty Ltd |
| Self Managed Superannuation Funds | Kaplan Education Pty Ltd |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities excludes direct equities advice |
2018-04-18 - | INFOCUS SECURITIES AUSTRALIA PTY LTD |
| 000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities excludes direct equities advice |
2017-09-19 - 2018-03-15 | INFOCUS SECURITIES AUSTRALIA PTY LTD |
| 000234527 |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Further restrictions: Securities: Class of product only. Government Debentures or Stocks or Bonds: Class of product only. |
2010-06-05 - 2017-06-15 | AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
| Licence Name | INFOCUS SECURITIES AUSTRALIA PTY LTD |
| Licence Number | 000236523 |
| Licence ABN | 47097797049 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JESSICA PAIGE HALL | Infocus Securities Australia Pty Ltd | Current | 2018-08-30 |
| CRAIG STEVEN MELDRUM | Infocus Securities Australia Pty Ltd | Current | 2018-08-22 |
| JEFFREY WILLIAM MITCHELL | Infocus Securities Australia Pty Ltd | Current | 2018-08-22 |
| REGINALD ARTHUR SHERIDAN | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
| SCOTT DAVID MALCOLM | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
| DAVID WARREN MCNEICE | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
| MICHAEL LOUIS SCHEMBRI | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
| NATHAN WHITFIELD | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
| STEVEN JAMES MARTIN | Infocus Securities Australia Pty Ltd | Current | 2018-08-21 |
| ROSS KONTOMINAS | Infocus Securities Australia Pty Ltd | Current | 2018-08-07 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.