BRETT NICHOLLS

Licensee: MORGANS FINANCIAL LIMITED

BRETT NICHOLLS (Adviser# 001005223) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 28, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name BRETT NICHOLLS
Adviser Number 001005223
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000235410
MORGANS FINANCIAL LIMITED
Licence ABN 49010669726
Adviser Start Date 2017-11-28
Adviser End Date 2017-12-20
Appointing Representative Name MORGANS FINANCIAL LIMITED
Appointing Representative Number 000235410
Appointing Representative ABN 49010669726

Authorisations to provide financial product advice

  • BRETT NICHOLLS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000235410 MORGANS FINANCIAL LIMITED 2017-11-28 - 2017-12-20 MORGANS FINANCIAL LIMITED
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2012-07-30 - 2017-08-15 MACQUARIE EQUITIES LIMITED
000238375 WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence controlled by: PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016] ~ WILSONS HOLDING COMPANY PTY LTD
2003-09-01 - 2012-06-01

Licensee Information

Licence Name MORGANS FINANCIAL LIMITED
Licence Number 000235410
Licence ABN 49010669726

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRADLEY ANGUS STUART MACKAY Morgans Financial Limited Current 2018-08-27
JAMES BRUCE DAWSON Morgans Financial Limited Current 2018-08-23
BERNARD MARK SIMLESA Morgans Financial Limited Current 2018-08-20
MICHELLE MARISA PAIS LEWIS Morgans Financial Limited Current 2018-07-25
WADE COMELY Morgans Financial Limited Current 2018-07-23
THOMAS JAMES BOORMAN Morgans Financial Limited Current 2018-07-13
LAURA SMILLIE Morgans Financial Limited Current 2018-07-12
SARKIS YOUSEFF SASSINE Morgans Financial Limited Ceased 2018-07-09
ANDREW FREDERICK CRAGG Morgans Financial Limited Current 2018-07-02
AJIT SHINDE Morgans Financial Limited Current 2018-07-02

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.