NANDITA MATHUR

Licensee: GUIDEWAY FINANCIAL SERVICES PTY LTD

NANDITA MATHUR (Adviser# 001005643) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 1, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name NANDITA MATHUR
Adviser Number 001005643
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000420367
GUIDEWAY FINANCIAL SERVICES PTY LTD
Licence ABN 46156498538
Adviser Start Date 2017-11-01
Appointing Representative Name GUIDEWAY FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000420367
Appointing Representative ABN 46156498538
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised

Authorisations to provide financial product advice

  • NANDITA MATHUR
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma in Financial Planning Pinnacle Fianncial Services Academy
BCom (Hons) Delhi University, Indraprastha College
Certified Financial Planner (CFP) Financial Planning Association
Diploma in Fianncial Planning Pinnacle Fianncial Services Academy

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000420367 GUIDEWAY FINANCIAL SERVICES PTY LTD
Further restrictions: Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised
2017-11-01 - GUIDEWAY FINANCIAL SERVICES PTY LTD
000232514 INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD.
Further restrictions: (a)provide financial product advice for the following classes of financial products:(i)deposit and payment products limited to:(A)basic deposit products;(B)deposit products other than basic deposit products;(ii)debentures, stocks or bonds issued or proposed to be issued by a Government;(iii)life products including:(A)investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(B)life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iv)interests in managed investment schemes including, but not limited to:(A)investor directed portfolio services (IDPS); and (B)managed investment schemes that are IDPS-like schemes;(v)securities; and(vii)superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b)deal in a financial product by:(i)applying for, acquiring, varying or disposing of a financial product on beh
2016-03-24 - 2017-10-31 INDUSTRY FUND SERVICES LIMITED
000238430 STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED
Licence controlled by: FSSSP FINANCIAL SERVICES PTY LIMITED ~ SAS TRUSTEE CORPORATION [Date Ceased: 21/10/2016]
2012-05-21 - 2016-03-07 STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2006-10-22 - 2012-05-15

Licensee Information

Licence Name GUIDEWAY FINANCIAL SERVICES PTY LTD
Licence Number 000420367
Licence ABN 46156498538

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RICHARD PURCHASE Guideway Financial Services Pty Ltd Current 2018-07-19
CHRISTOPHER PARSONS Guideway Financial Services Pty Ltd Current 2018-07-19
BENJAMIN PETER BASEDOW Guideway Financial Services Pty Ltd Current 2018-07-16
MANOJ PRASAD SHARMA Guideway Financial Services Pty Ltd Current 2018-04-09
JESSICA LOOI Guideway Financial Services Pty Ltd Current 2018-04-03
JEFFREY WATKINS Guideway Financial Services Pty Ltd Current 2018-02-13
CAMERON TEAGUE Guideway Financial Services Pty Ltd Current 2017-12-18
JOHN MULCAHY Guideway Financial Services Pty Ltd Current 2017-12-18
MARTIN GEE Guideway Financial Services Pty Ltd Current 2017-12-07
BRADLEY JAMES PRICE Guideway Financial Services Pty Ltd Current 2017-12-05

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.