GLEN KEANE


Licensee: SANLAM PRIVATE WEALTH PTY LTD

GLEN KEANE (Adviser# 001005719) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 14, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name GLEN KEANE
Adviser Number 001005719
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1993
Financial Service (AFS) Licence Licence# 000337927
SANLAM PRIVATE WEALTH PTY LTD
Licence ABN 18136960775
Adviser Start Date 2015-08-14
Appointing Representative Name KEANE FINANCIAL PTY LTD
Appointing Representative Number 001234478
Further Restrictions Deposit and Payment Products limited to: - basic deposit products; and - deposit products other than basic deposit products

Authorisations to provide financial product advice

  • GLEN KEANE
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Financial Administration The University of New England
Margin Lending Accreditation Program Stockbrokers Association of Australia
SDIA Accreditation Program Assessment Securities & Derivatives Industry Association
Superannuation Module Securities Institute Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000337927 SANLAM PRIVATE WEALTH PTY LTD
Further restrictions: Deposit and Payment Products limited to: - basic deposit products; and - deposit products other than basic deposit products
2015-08-14 - KEANE FINANCIAL PTY LTD
000240813 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.
2004-03-11 - 2015-07-09 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD

Licensee Information

Licence Name SANLAM PRIVATE WEALTH PTY LTD
Licence Number 000337927
Licence ABN 18136960775

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER BASIL BAILEY Sanlam Private Wealth Pty Ltd Current 2018-03-08
SARAH EMILY KING Sanlam Private Wealth Pty Ltd Current 2017-11-02
CHRIS BRYCKI Sanlam Private Wealth Pty Ltd Current 2017-08-01
MATTHEW JOHN RUDD Sanlam Private Wealth Pty Ltd Current 2017-08-01
ALEXANDER STUART DOUGLAS Sanlam Private Wealth Pty Ltd Ceased 2015-06-12
DAVID NOWACKI Sanlam Private Wealth Pty Ltd Current 2014-09-29
NEIL STACE Sanlam Private Wealth Pty Ltd Current 2012-05-04
SELWYN RICHARD HERRING Sanlam Private Wealth Pty Ltd Current 2012-03-12
JUSTUS STALS Sanlam Private Wealth Pty Ltd Current 2011-08-31

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER BASIL BAILEY Sanlam Private Wealth Pty Ltd Current 2018-03-08
SARAH EMILY KING Sanlam Private Wealth Pty Ltd Current 2017-11-02
CHRIS BRYCKI Sanlam Private Wealth Pty Ltd Current 2017-08-01
MATTHEW JOHN RUDD Sanlam Private Wealth Pty Ltd Current 2017-08-01
ALEXANDER STUART DOUGLAS Sanlam Private Wealth Pty Ltd Ceased 2015-06-12
DAVID NOWACKI Sanlam Private Wealth Pty Ltd Current 2014-09-29
NEIL STACE Sanlam Private Wealth Pty Ltd Current 2012-05-04
SELWYN RICHARD HERRING Sanlam Private Wealth Pty Ltd Current 2012-03-12
JUSTUS STALS Sanlam Private Wealth Pty Ltd Current 2011-08-31

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.