ALEXANDER STUART DOUGLAS


Licensee: SANLAM PRIVATE WEALTH PTY LTD

ALEXANDER STUART DOUGLAS (Adviser# 001233537) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 12, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name ALEXANDER STUART DOUGLAS
Adviser Number 001233537
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 1993
Financial Service (AFS) Licence Licence# 000337927
SANLAM PRIVATE WEALTH PTY LTD
Licence ABN 18136960775
Adviser Start Date 2015-06-12
Adviser End Date 2018-05-11
Appointing Representative Name CAPITAL MARKETS GROUP (AUSTRALIA) PTY LIMITED
Appointing Representative Number 000292979
Appointing Representative ABN 23115727878

Authorisations to provide financial product advice

  • ALEXANDER STUART DOUGLAS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000337927 SANLAM PRIVATE WEALTH PTY LTD 2015-06-12 - 2018-05-11 CAPITAL MARKETS GROUP (AUSTRALIA) PTY LIMITED
000225973 HALIFAX INVESTMENT SERVICES PTY LTD 2010-03-01 - 2010-08-31 CAPITAL MARKETS GROUP (AUSTRALIA) PTY LIMITED
000336957 CITY INDEX LIMITED 2009-02-01 - 2010-02-28

Licensee Information

Licence Name SANLAM PRIVATE WEALTH PTY LTD
Licence Number 000337927
Licence ABN 18136960775

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER BASIL BAILEY Sanlam Private Wealth Pty Ltd Current 2018-03-08
SARAH EMILY KING Sanlam Private Wealth Pty Ltd Current 2017-11-02
CHRIS BRYCKI Sanlam Private Wealth Pty Ltd Current 2017-08-01
MATTHEW JOHN RUDD Sanlam Private Wealth Pty Ltd Current 2017-08-01
GLEN KEANE Sanlam Private Wealth Pty Ltd Current 2015-08-14
DAVID NOWACKI Sanlam Private Wealth Pty Ltd Current 2014-09-29
NEIL STACE Sanlam Private Wealth Pty Ltd Current 2012-05-04
SELWYN RICHARD HERRING Sanlam Private Wealth Pty Ltd Current 2012-03-12
JUSTUS STALS Sanlam Private Wealth Pty Ltd Current 2011-08-31

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER BASIL BAILEY Sanlam Private Wealth Pty Ltd Current 2018-03-08
SARAH EMILY KING Sanlam Private Wealth Pty Ltd Current 2017-11-02
CHRIS BRYCKI Sanlam Private Wealth Pty Ltd Current 2017-08-01
MATTHEW JOHN RUDD Sanlam Private Wealth Pty Ltd Current 2017-08-01
GLEN KEANE Sanlam Private Wealth Pty Ltd Current 2015-08-14
DAVID NOWACKI Sanlam Private Wealth Pty Ltd Current 2014-09-29
NEIL STACE Sanlam Private Wealth Pty Ltd Current 2012-05-04
SELWYN RICHARD HERRING Sanlam Private Wealth Pty Ltd Current 2012-03-12
JUSTUS STALS Sanlam Private Wealth Pty Ltd Current 2011-08-31

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.