BRUCE CUMBRAE-STEWART (Adviser# 001005998) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 12, 2016.
| Register Name | Financial Advisers |
| Adviser Name | BRUCE CUMBRAE-STEWART |
| Adviser Number | 001005998 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1997 |
| Financial Service (AFS) Licence |
Licence# 000243480 BELL POTTER SECURITIES LIMITED |
| Licence ABN | 25006390772 |
| Licence Controlled By | BELL FINANCIAL GROUP LIMITED |
| Adviser Start Date | 2016-12-12 |
| Appointing Representative Name | BELL POTTER SECURITIES LIMITED |
| Appointing Representative Number | 000243480 |
| Appointing Representative ABN | 25006390772 |
| Memberships | Stockbrokers Association of Australia |
| Further Restrictions | Accredited Derivatives Adviser - Level 1 only |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Derivatives Adviser | Level 1 - ASIC |
| Margin Lending Accreditation Program | Stockbrokers Association of Australia |
| Professional Diploma in Stockbroking | Stockbrokers Association of Australia |
| SDIA Accreditation Program Assessment | Securities & Derivatives Industry Association |
| Superannuation Module | Securities Institute Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000243480 |
BELL POTTER SECURITIES LIMITED
Licence controlled by: BELL FINANCIAL GROUP LIMITED Further restrictions: Accredited Derivatives Adviser - Level 1 only |
2016-12-12 - | BELL POTTER SECURITIES LIMITED |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. |
2004-03-11 - 2016-11-11 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| Licence Name | BELL POTTER SECURITIES LIMITED |
| Licence Number | 000243480 |
| Licence ABN | 25006390772 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| HARRY SYDNEY JOHN ALLEN | Bell Potter Securities Limited | Current | 2018-08-09 |
| ELIZABETH MORRIS | Bell Potter Securities Limited | Current | 2018-07-18 |
| SIENA WHITE | Bell Potter Securities Limited | Current | 2018-07-12 |
| MATTHEW JUSTIN CAREY | Bell Potter Securities Limited | Current | 2018-07-02 |
| ROBERT TEAL | Bell Potter Securities Limited | Current | 2018-06-28 |
| GEOFF OATEN | Bell Potter Securities Limited | Current | 2018-06-21 |
| JEEVAN INTHERARASA | Bell Potter Securities Limited | Current | 2018-06-07 |
| TOM MAXWELL | Bell Potter Securities Limited | Current | 2018-05-31 |
| JONATHAN ERIC FREDERICK MATSEN | Bell Potter Securities Limited | Current | 2018-05-29 |
| ALEXANDRA CARROLL | Bell Potter Securities Limited | Current | 2018-03-21 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.