STEPHEN JOSEPH EMMERSON (Adviser# 001006007) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 4, 2017.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN JOSEPH EMMERSON |
| Adviser Number | 001006007 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1994 |
| Financial Service (AFS) Licence |
Licence# 000237121 ORD MINNETT LIMITED |
| Licence ABN | 86002733048 |
| Licence Controlled By | IOOF HOLDINGS LTD |
| Adviser Start Date | 2017-09-04 |
| Appointing Representative Name | ORD MINNETT LIMITED |
| Appointing Representative Number | 000237121 |
| Appointing Representative ABN | 86002733048 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Derivatives Adviser Level 1 Exam | Australian Stock Exchange |
| Margin Lending Accreditation Program | Stockbrokers Association of Australia |
| Securities & Derivatives Industry Association | SDIA Accreditation Program Assessment |
| Superannuation Module | Securities Institute Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237121 |
ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2017-09-04 - | ORD MINNETT LIMITED |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. |
2010-03-31 - 2017-08-01 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| Licence Name | ORD MINNETT LIMITED |
| Licence Number | 000237121 |
| Licence ABN | 86002733048 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARY VAN DAALEN | Ord Minnett Limited | Current | 2018-08-06 |
| MATTHEW MALIN | Ord Minnett Limited | Current | 2018-08-01 |
| ANGELOS GIANNAKOPOULOS | Ord Minnett Limited | Current | 2018-07-31 |
| MELINDA LIPSHUTZ | Ord Minnett Limited | Current | 2018-07-30 |
| VERA LIN | Ord Minnett Limited | Current | 2018-07-19 |
| DALE WEEKS | Ord Minnett Limited | Current | 2018-07-10 |
| TONY HAWKINS | Ord Minnett Limited | Current | 2018-06-18 |
| BRIAN MANNING | Ord Minnett Limited | Current | 2018-06-14 |
| JOHN BLAND | Ord Minnett Limited | Current | 2018-06-12 |
| DEBRA HUNTLEY | Ord Minnett Limited | Current | 2018-06-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.