JOHN ROGER FARMER (Adviser# 001233053) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 1, 2015.
| Register Name | Financial Advisers |
| Adviser Name | JOHN ROGER FARMER |
| Adviser Number | 001233053 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000233180 BALLAST FINANCIAL MANAGEMENT PTY LTD |
| Licence ABN | 41086601041 |
| Adviser Start Date | 2015-07-01 |
| Adviser End Date | 2015-10-19 |
| Appointing Representative Name | MAXON FINANCIAL PLANNING PTY LTD |
| Appointing Representative Number | 001233052 |
| Appointing Representative ABN | 12606093681 |
| Further Restrictions | Adviser cannot provide advice in Margin Lending and Derivatives |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000233180 |
BALLAST FINANCIAL MANAGEMENT PTY LTD
Further restrictions: Adviser cannot provide advice in Margin Lending and Derivatives |
2015-07-01 - 2015-10-19 | MAXON FINANCIAL PLANNING PTY LTD |
| Licence Name | BALLAST FINANCIAL MANAGEMENT PTY LTD |
| Licence Number | 000233180 |
| Licence ABN | 41086601041 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GREG MAGUIRE | Ballast Financial Management Pty Ltd | Current | 2018-04-11 |
| DANIEL JAMES MAGUIRE | Ballast Financial Management Pty Ltd | Current | 2018-04-11 |
| WAYNE BLAZEJCZYK | Ballast Financial Management Pty Ltd | Current | 2018-02-02 |
| ARNOLD VILLEGAS | Ballast Financial Management Pty Ltd | Current | 2018-02-02 |
| SCOTT MATTHEW WILKINS | Ballast Financial Management Pty Ltd | Current | 2018-02-02 |
| RICHARD STILES | Ballast Financial Management Pty Ltd | Ceased | 2018-02-02 |
| TOBY ROBERT SIMPSON | Ballast Financial Management Pty Ltd | Current | 2018-01-09 |
| DONG YANG | Ballast Financial Management Pty Ltd | Current | 2017-07-14 |
| DAVID COLIN SARGENT | Ballast Financial Management Pty Ltd | Current | 2017-07-02 |
| CHRISTOPHER JASEK | Ballast Financial Management Pty Ltd | Ceased | 2017-05-10 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.