LEON NORMAN STEPHAN (Adviser# 001237593) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 1, 2015.
| Register Name | Financial Advisers |
| Adviser Name | LEON NORMAN STEPHAN |
| Adviser Number | 001237593 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1976 |
| Financial Service (AFS) Licence |
Licence# 000394795 BROUGHAM & VAUX (AUST.) PTY LTD |
| Licence ABN | 56147788216 |
| Adviser Start Date | 2015-12-01 |
| Appointing Representative Name | BROUGHAM & VAUX (AUST.) PTY LTD |
| Appointing Representative Number | 000394795 |
| Appointing Representative ABN | 56147788216 |
| Memberships | Australian Institute of Management |
| Further Restrictions | Self Managed Super Funds, Superannuation Contributions, Superannuation Consolidations and Rollovers, Superannuation Pension Strategies, Superannuation Centerlink, Entitlements, Superannuation, General Investment Strategies, Superannuation Pre and Post Retirement Strategies |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Finance for Business | Omega |
| Diploma in Accounting (B-BUS) 1992 | National Bank (Monash University) |
| Financial Planning Principles & Practice | Securities Institute |
| Graduate Management Qualification (MBA) | The University of New South Wales |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000394795 |
BROUGHAM & VAUX (AUST.) PTY LTD
Further restrictions: Self Managed Super Funds, Superannuation Contributions, Superannuation Consolidations and Rollovers, Superannuation Pension Strategies, Superannuation Centerlink, Entitlements, Superannuation, General Investment Strategies, Superannuation Pre and Post Retirement Strategies |
2015-12-01 - | BROUGHAM & VAUX (AUST.) PTY LTD |
| Licence Name | BROUGHAM & VAUX (AUST.) PTY LTD |
| Licence Number | 000394795 |
| Licence ABN | 56147788216 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| LACHLAN MILL | Brougham & Vaux (aust.) Pty Ltd | Current | 2018-05-10 |
| HENRY BOURNE | Brougham & Vaux (aust.) Pty Ltd | Current | 2017-11-28 |
| BARBARA TURNBULL | Brougham & Vaux (aust.) Pty Ltd | Ceased | 2016-10-06 |
| CARLO BELPERIO | Brougham & Vaux (aust.) Pty Ltd | Current | 2016-08-31 |
| GLENN FAWCETT | Brougham & Vaux (aust.) Pty Ltd | Current | 2016-08-02 |
| BRENTLEIGH GRANT MEZGER | Brougham & Vaux (aust.) Pty Ltd | Current | 2016-07-14 |
| ROBERT WARBY | Brougham & Vaux (aust.) Pty Ltd | Ceased | 2016-06-30 |
| JOSEPH CETROLA | Brougham & Vaux (aust.) Pty Ltd | Ceased | 2016-06-24 |
| GREGORY CAHILL | Brougham & Vaux (aust.) Pty Ltd | Ceased | 2016-06-24 |
| SHANE HARDING | Brougham & Vaux (aust.) Pty Ltd | Ceased | 2016-06-22 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.