CINDY MICHELL NOY

Licensee: CAPSTONE FINANCIAL PLANNING PTY LTD

CINDY MICHELL NOY (Adviser# 001243453) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 10, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name CINDY MICHELL NOY
Adviser Number 001243453
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000223135
CAPSTONE FINANCIAL PLANNING PTY LTD
Licence ABN 24093733969
Adviser Start Date 2017-06-10
Appointing Representative Name ONE2ONE FINANCIAL ADVISORS PTY LTD
Appointing Representative Number 001243438
Memberships Chartered Accountants Australia and New Zealand (CA)
Fellow - The Institute of Chartered Accountants in Australia
Further Restrictions Is only authorised to: provide financial product advice on superannuation products in relation to a persons existing holding in a superannuation product but only to the extent required for: making a recommendation that the person establish a self-managed superannuation fund; or providing advice to the person on contributions or pensions under a superannuation product; and provide class of product advice on the following: superannuation products and basic deposit products.

Authorisations to provide financial product advice

  • CINDY MICHELL NOY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business University of Southern Queensland
Master of Commerce University of Southern Queensland
RG146 competency Pinnacle Financial Services Academy
Self-Managed Superannuation Funds specialist knowledge Pinnacle Financial Services Academy
Superannuation specialist knowledge Pinnacle Financial Services Academy

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000223135 CAPSTONE FINANCIAL PLANNING PTY LTD
Further restrictions: Is only authorised to: provide financial product advice on superannuation products in relation to a persons existing holding in a superannuation product but only to the extent required for: making a recommendation that the person establish a self-managed superannuation fund; or providing advice to the person on contributions or pensions under a superannuation product; and provide class of product advice on the following: superannuation products and basic deposit products.
2017-06-10 - ONE2ONE FINANCIAL ADVISORS PTY LTD
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
Further restrictions: Limited to Self-Managed Super Funds
2016-06-25 - 2017-06-09 ONE2ONE FINANCIAL ADVISORS PTY LTD

Licensee Information

Licence Name CAPSTONE FINANCIAL PLANNING PTY LTD
Licence Number 000223135
Licence ABN 24093733969

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BENJAMIN ROBERT JAMES ANDERSON Capstone Financial Planning Pty Ltd Current 2018-08-03
BRETT DAVID GRAHAM Capstone Financial Planning Pty Ltd Current 2018-08-03
ROHAN BENSTEAD Capstone Financial Planning Pty Ltd Current 2018-07-26
PATRICIA LOUISE HALE Capstone Financial Planning Pty Ltd Current 2018-07-16
MAYA JAYARAJAN Capstone Financial Planning Pty Ltd Current 2018-07-15
JOHN PATRICK ATHY Capstone Financial Planning Pty Ltd Current 2018-07-07
ELIZABETH HATTON Capstone Financial Planning Pty Ltd Current 2018-07-07
NEIL JAMES RISPIN Capstone Financial Planning Pty Ltd Current 2018-07-02
KIRSTY ELIZABETH RISPIN Capstone Financial Planning Pty Ltd Current 2018-07-02
KATRINA GAY Capstone Financial Planning Pty Ltd Current 2018-07-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.