ASHISH RAJ PANDEY


Licensee: FINDEX ADVICE SERVICES PTY LTD

ASHISH RAJ PANDEY (Adviser# 001245317) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 31, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name ASHISH RAJ PANDEY
Adviser Number 001245317
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000243253
FINDEX ADVICE SERVICES PTY LTD
Licence ABN 88090684521
Licence Controlled By FINDEX GROUP LIMITED
Adviser Start Date 2018-07-31
Appointing Representative Name FINDEX ADVICE SERVICES PTY LTD
Appointing Representative Number 000243253
Appointing Representative ABN 88090684521
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • ASHISH RAJ PANDEY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business and Commerce (Accounting) Western Sydney University
Diploma of Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000243253 FINDEX ADVICE SERVICES PTY LTD
Licence controlled by: FINDEX GROUP LIMITED
2018-07-31 - FINDEX ADVICE SERVICES PTY LTD
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Government debentures stocks or bonds - Class of product advice only. Securities - Class of product advice only. SMSF restriction.
2016-07-19 - 2018-06-15 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Licensee Information

Licence Name FINDEX ADVICE SERVICES PTY LTD
Licence Number 000243253
Licence ABN 88090684521

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JESSICA SUZANNE BASSETT Findex Advice Services Pty Ltd Current 2018-08-17
STEVE ZARIFOPOULOS Findex Advice Services Pty Ltd Current 2018-08-17
MICHAEL JAMES SIMMONS Findex Advice Services Pty Ltd Current 2018-08-03
ANTHONY PEEL Findex Advice Services Pty Ltd Current 2018-07-30
LEANNA KATSIKARIS Findex Advice Services Pty Ltd Current 2018-07-16
BRADLEY RYAN WATERS Findex Advice Services Pty Ltd Current 2018-07-04
WAYNE LESLIE HIGGINS Findex Advice Services Pty Ltd Current 2018-07-03
ADRIAN MORLEY Findex Advice Services Pty Ltd Current 2018-06-20
MATTHEW CHRISTOPHER HAWKES Findex Advice Services Pty Ltd Current 2018-05-18
CHRISTOPHER WALKER Findex Advice Services Pty Ltd Ceased 2018-05-08

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.