LAWRENCE CAUCHI (Adviser# 001247508) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 7, 2016.
Register Name | Financial Advisers |
Adviser Name | LAWRENCE CAUCHI |
Adviser Number | 001247508 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2016 |
Financial Service (AFS) Licence |
Licence# 000238141 RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD. |
Licence ABN | 21104922394 |
Adviser Start Date | 2016-09-07 |
Appointing Representative Name | RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD. |
Appointing Representative Number | 000238141 |
Appointing Representative ABN | 21104922394 |
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Qualification / Degree | Institute / School |
---|---|
Advance Diploma of Financial Planning | International Institute of Technology |
Certificate IV Financial Services (Finance/Mortgage broking) | TAFE NSW |
Diploma of Financial Planning | International Institute of Technology |
Self Managed Superannuation Funds | International Institute of Technology |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000238141 | RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD. | 2016-09-07 - | RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD. |
Licence Name | RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD. |
Licence Number | 000238141 |
Licence ABN | 21104922394 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
SOPHIE COVER | Risk and Investment Advisors Australia Pty. Ltd. | Ceased | 2017-08-07 |
SAHBA NEKZAD | Risk and Investment Advisors Australia Pty. Ltd. | Current | 2017-07-24 |
LESLIE MILLER | Risk and Investment Advisors Australia Pty. Ltd. | Ceased | 2016-12-19 |
JAMES PARAME | Risk and Investment Advisors Australia Pty. Ltd. | Current | 2016-09-20 |
GEORGE CALINESCU | Risk and Investment Advisors Australia Pty. Ltd. | Current | 2016-09-13 |
ALEXANDER JOHNSTON | Risk and Investment Advisors Australia Pty. Ltd. | Ceased | 2016-07-18 |
BENJAMIN SHEARMAN | Risk and Investment Advisors Australia Pty. Ltd. | Current | 2016-06-15 |
GRAHAM ROBERTSON | Risk and Investment Advisors Australia Pty. Ltd. | Current | 2016-05-30 |
GEORGE IOANNIDIS | Risk and Investment Advisors Australia Pty. Ltd. | Current | 2016-05-30 |
BELINDA MCLEOD | Risk and Investment Advisors Australia Pty. Ltd. | Ceased | 2016-05-11 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.