SOPHIE COVER


Licensee: RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.

SOPHIE COVER (Adviser# 001252657) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 7, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name SOPHIE COVER
Adviser Number 001252657
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000238141
RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Licence ABN 21104922394
Adviser Start Date 2017-08-07
Adviser End Date 2018-04-26
Appointing Representative Name RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Appointing Representative Number 000238141
Appointing Representative ABN 21104922394
Further Restrictions Excluding Self - Managed Superannuation Funds and Standard Margin Lending

Authorisations to provide financial product advice

  • SOPHIE COVER

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000238141 RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Further restrictions: Excluding Self - Managed Superannuation Funds and Standard Margin Lending
2017-08-07 - 2018-04-26 RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.

Licensee Information

Licence Name RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Licence Number 000238141
Licence ABN 21104922394

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SAHBA NEKZAD Risk and Investment Advisors Australia Pty. Ltd. Current 2017-07-24
LESLIE MILLER Risk and Investment Advisors Australia Pty. Ltd. Ceased 2016-12-19
JAMES PARAME Risk and Investment Advisors Australia Pty. Ltd. Current 2016-09-20
GEORGE CALINESCU Risk and Investment Advisors Australia Pty. Ltd. Current 2016-09-13
LAWRENCE CAUCHI Risk and Investment Advisors Australia Pty. Ltd. Current 2016-09-07
ALEXANDER JOHNSTON Risk and Investment Advisors Australia Pty. Ltd. Ceased 2016-07-18
BENJAMIN SHEARMAN Risk and Investment Advisors Australia Pty. Ltd. Current 2016-06-15
GRAHAM ROBERTSON Risk and Investment Advisors Australia Pty. Ltd. Current 2016-05-30
GEORGE IOANNIDIS Risk and Investment Advisors Australia Pty. Ltd. Current 2016-05-30
BELINDA MCLEOD Risk and Investment Advisors Australia Pty. Ltd. Ceased 2016-05-11

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.