DIANA CAROL FRASER (Adviser# 001247709) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 6, 2016.
Register Name | Financial Advisers |
Adviser Name | DIANA CAROL FRASER |
Adviser Number | 001247709 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 1994 |
Financial Service (AFS) Licence |
Licence# 000452581 KODA CAPITAL PTY LTD |
Licence ABN | 65166491961 |
Adviser Start Date | 2016-09-06 |
Appointing Representative Name | KODA CAPITAL PTY LTD |
Appointing Representative Number | 000452581 |
Appointing Representative ABN | 65166491961 |
|
Qualification / Degree | Institute / School |
---|---|
ASX ADA 1 | Kaplan Professional |
ASX ADA 2 | Kaplan Professional |
Diploma in Stockbroking | Deakin Prime |
Margin Lending | Deakin Prime |
Securities & Managed Investments | Deakin Prime |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000452581 | KODA CAPITAL PTY LTD | 2016-09-06 - | KODA CAPITAL PTY LTD |
000341162 |
JBWERE LTD
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2013-03-01 - 2016-09-05 | |
000235408 | MORGANS FINANCIAL PLANNING PTY LIMITED | 2010-06-01 - 2012-06-01 |
Licence Name | KODA CAPITAL PTY LTD |
Licence Number | 000452581 |
Licence ABN | 65166491961 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
ALISON MATTHEWS | Koda Capital Pty Ltd | Current | 2018-08-08 |
JUSTIN LUCAS | Koda Capital Pty Ltd | Current | 2018-06-04 |
KALAICHELVI ARAVINDAN | Koda Capital Pty Ltd | Current | 2018-06-04 |
BRENDAN JONES | Koda Capital Pty Ltd | Current | 2018-03-15 |
JAMES HAWTHORNE | Koda Capital Pty Ltd | Current | 2018-02-15 |
LEON LINDSAY DIER | Koda Capital Pty Ltd | Current | 2017-12-20 |
CRAIG ADAM TONKES | Koda Capital Pty Ltd | Current | 2017-09-28 |
JAMES ALEXANDER MIDDLEDITCH | Koda Capital Pty Ltd | Current | 2017-05-01 |
DANIEL JOHN MEECH | Koda Capital Pty Ltd | Current | 2017-02-01 |
CLAYTON LARCOMBE | Koda Capital Pty Ltd | Ceased | 2017-01-23 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.