RICHARD JAMES KEOWN

Licensee: THE ADVICE EXCHANGE PTY LTD

RICHARD JAMES KEOWN (Adviser# 001249749) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 1, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name RICHARD JAMES KEOWN
Adviser Number 001249749
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000278937
THE ADVICE EXCHANGE PTY LTD
Licence ABN 55107629194
Licence Controlled By ADVICE EXCHANGE SOLUTIONS PTY LTD
Adviser Start Date 2016-11-01
Appointing Representative Name THE ADVICE EXCHANGE PTY LTD
Appointing Representative Number 000278937
Appointing Representative ABN 55107629194
Further Restrictions Includes ability to provide advice on Self Managed Superannuation Funds but excludes credit services under The Advice Exchange Credit License

Authorisations to provide financial product advice

  • RICHARD JAMES KEOWN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning International Institute of Technology

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000278937 THE ADVICE EXCHANGE PTY LTD
Licence controlled by: ADVICE EXCHANGE SOLUTIONS PTY LTD
Further restrictions: Includes ability to provide advice on Self Managed Superannuation Funds but excludes credit services under The Advice Exchange Credit License
2016-11-01 - THE ADVICE EXCHANGE PTY LTD

Licensee Information

Licence Name THE ADVICE EXCHANGE PTY LTD
Licence Number 000278937
Licence ABN 55107629194

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANJANEYA REDDY BASUPALLI The Advice Exchange Pty Ltd Current 2018-08-31
BACH PHAM The Advice Exchange Pty Ltd Current 2018-07-30
LACHLAN JAMES ANDERSON The Advice Exchange Pty Ltd Current 2018-07-23
SUSANNE NICOLE MARRO The Advice Exchange Pty Ltd Current 2018-07-18
BELINDA LEE PAYNE The Advice Exchange Pty Ltd Current 2018-07-09
BENJAMIN JAMES AYRIS The Advice Exchange Pty Ltd Current 2018-06-29
PAUL FRANCIS MCSHANE The Advice Exchange Pty Ltd Current 2018-06-01
SEAN MORDAUNT The Advice Exchange Pty Ltd Current 2018-04-10
ANTHONY GETSON The Advice Exchange Pty Ltd Ceased 2017-12-02
ADRIAN JOHN CASSIDY The Advice Exchange Pty Ltd Ceased 2017-12-02

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.