STEPHEN JAMES PENN (Adviser# 001254164) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is April 28, 2017.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN JAMES PENN |
| Adviser Number | 001254164 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2017 |
| Financial Service (AFS) Licence |
Licence# 000230690 GODFREY PEMBROKE LIMITED |
| Licence ABN | 23002336254 |
| Licence Controlled By |
NATIONAL AUSTRALIA BANK LIMITED NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
| Adviser Start Date | 2017-04-28 |
| Adviser End Date | 2017-10-25 |
| Appointing Representative Name | GODFREY PEMBROKE LIMITED |
| Appointing Representative Number | 000230690 |
| Appointing Representative ABN | 23002336254 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000230690 |
GODFREY PEMBROKE LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2017-04-28 - 2017-10-25 | GODFREY PEMBROKE LIMITED |
| Licence Name | GODFREY PEMBROKE LIMITED |
| Licence Number | 000230690 |
| Licence ABN | 23002336254 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| NOURAH ZEZULKA | Godfrey Pembroke Limited | Current | 2018-05-15 |
| PETER CHARLES CHRISTOPHERSON | Godfrey Pembroke Limited | Current | 2018-05-09 |
| LACHLAN JOHN MCINNES | Godfrey Pembroke Limited | Current | 2018-02-27 |
| DENNIS CHEN | Godfrey Pembroke Limited | Current | 2018-02-13 |
| GARRY WILLIAM SYMONDS | Godfrey Pembroke Limited | Current | 2017-11-27 |
| ALISHA BONOMI | Godfrey Pembroke Limited | Current | 2017-09-18 |
| DENIS RISTESKI | Godfrey Pembroke Limited | Current | 2017-09-18 |
| JINGYI WANG | Godfrey Pembroke Limited | Current | 2017-08-17 |
| ALEXANDER AUBREY HURST | Godfrey Pembroke Limited | Current | 2017-05-25 |
| CHRISTIAN SCALA | Godfrey Pembroke Limited | Current | 2017-05-04 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.