GIOVANNI FONTANA (Adviser# 001255344) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 2, 2018.
| Register Name | Financial Advisers |
| Adviser Name | GIOVANNI FONTANA |
| Adviser Number | 001255344 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2018 |
| Financial Service (AFS) Licence |
Licence# 000464367 TRADE V GROUP PTY LIMITED |
| Licence ABN | 24165988858 |
| Licence Controlled By |
Yosemite Group Co., Ltd Keith Hockley [Date Ceased: 03/05/2016] |
| Adviser Start Date | 2018-08-02 |
| Appointing Representative Name | TRADE V GROUP PTY LIMITED |
| Appointing Representative Number | 000464367 |
| Appointing Representative ABN | 24165988858 |
| Further Restrictions | Giovanni Fontana is authorised to provide 'General Advice' and Deal in Derivatives (incl. Issuing) and Foreign Exchange Contracts to retail and wholesale clients. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Insurance and Risk Protection | Personal Advice - Kaplan Professional |
| Tier 1 Derivatives | General Advice - Kaplan Professional |
| Tier 1 Foreign Exchange | General Advice - Kaplan Professional |
| Tier 1 Generic Knowledge | Kaplan Professional |
| Tier 1 Superannuation | Personal Advice - Kaplan Professional |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000464367 |
TRADE V GROUP PTY LIMITED
Licence controlled by: Yosemite Group Co., Ltd ~ Keith Hockley [Date Ceased: 03/05/2016] Further restrictions: Giovanni Fontana is authorised to provide 'General Advice' and Deal in Derivatives (incl. Issuing) and Foreign Exchange Contracts to retail and wholesale clients. |
2018-08-02 - | TRADE V GROUP PTY LIMITED |
| Licence Name | TRADE V GROUP PTY LIMITED |
| Licence Number | 000464367 |
| Licence ABN | 24165988858 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SIMON JOHN BOXSHALL | Trade V Group Pty Limited | Ceased | 2015-01-20 |
| KEITH HOCKLEY | Trade V Group Pty Limited | Current | 2014-11-12 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SIMON JOHN BOXSHALL | Trade V Group Pty Limited | Ceased | 2015-01-20 |
| KEITH HOCKLEY | Trade V Group Pty Limited | Current | 2014-11-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.