KEITH HOCKLEY (Adviser# 001000069) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 12, 2014.
| Register Name | Financial Advisers |
| Adviser Name | KEITH HOCKLEY |
| Adviser Number | 001000069 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2007 |
| Financial Service (AFS) Licence |
Licence# 000464367 TRADE V GROUP PTY LIMITED |
| Licence ABN | 24165988858 |
| Licence Controlled By |
Yosemite Group Co., Ltd Keith Hockley [Date Ceased: 03/05/2016] |
| Adviser Start Date | 2014-11-12 |
| Appointing Representative Name | TRADE V GROUP PTY LIMITED |
| Appointing Representative Number | 000464367 |
| Appointing Representative ABN | 24165988858 |
| Memberships |
FINSIA Stockbrokers Association of Australia |
| Further Restrictions | None. However, Keith Hockley is also authorised to provide "General Advice" on Derivatives and Foreign Exchange Contracts and Deal in all the above-mentioned Financial Products to retail and wholesale clients. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma Financial Services Financial Planning | Kaplan |
| Diploma of Financial Services | Tribeca |
| Post Graduate Diploma Applied Finance | FINSIA/Kaplan |
| RG 146 Margin Lending and Geared Investments | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000464367 |
TRADE V GROUP PTY LIMITED
Licence controlled by: Yosemite Group Co., Ltd ~ Keith Hockley [Date Ceased: 03/05/2016] Further restrictions: None. However, Keith Hockley is also authorised to provide "General Advice" on Derivatives and Foreign Exchange Contracts and Deal in all the above-mentioned Financial Products to retail and wholesale clients. |
2014-11-12 - | TRADE V GROUP PTY LIMITED |
| 000423717 |
ACN 143 933 644 PTY LTD
Licence controlled by: ACN 161 598 938 PTY LTD |
2012-10-22 - 2014-07-11 | |
| 000253120 | REGENCY SERVICES (WA) PTY LTD | 2007-10-29 - 2011-01-28 |
| Licence Name | TRADE V GROUP PTY LIMITED |
| Licence Number | 000464367 |
| Licence ABN | 24165988858 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GIOVANNI FONTANA | Trade V Group Pty Limited | Current | 2018-08-02 |
| SIMON JOHN BOXSHALL | Trade V Group Pty Limited | Ceased | 2015-01-20 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GIOVANNI FONTANA | Trade V Group Pty Limited | Current | 2018-08-02 |
| SIMON JOHN BOXSHALL | Trade V Group Pty Limited | Ceased | 2015-01-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.