SWARAJ SHET


Licensee: NEXTPLAN FINANCIAL PTY LTD

SWARAJ SHET (Adviser# 001262126) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 21, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name SWARAJ SHET
Adviser Number 001262126
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2018
Financial Service (AFS) Licence Licence# 000452996
NEXTPLAN FINANCIAL PTY LTD
Licence ABN 24167151420
Adviser Start Date 2018-02-21
Appointing Representative Name NEXTPLAN FINANCIAL PTY LTD
Appointing Representative Number 000452996
Appointing Representative ABN 24167151420
Memberships CPA Australia (CPA)

Authorisations to provide financial product advice

  • SWARAJ SHET
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce University of Mumbai
Diploma of Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000452996 NEXTPLAN FINANCIAL PTY LTD 2018-02-21 - NEXTPLAN FINANCIAL PTY LTD

Licensee Information

Licence Name NEXTPLAN FINANCIAL PTY LTD
Licence Number 000452996
Licence ABN 24167151420

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER JOHN THORN Nextplan Financial Pty Ltd Current 2018-07-03
JOHN LYNCH Nextplan Financial Pty Ltd Current 2018-06-29
MARTINA SONNEVELD Nextplan Financial Pty Ltd Current 2018-06-22
CORNELIS MAARTEN SONNEVELD Nextplan Financial Pty Ltd Current 2018-06-22
HARRY MATSOUKAS Nextplan Financial Pty Ltd Current 2018-04-20
ELISA MICHELLE ELKINS Nextplan Financial Pty Ltd Current 2018-03-15
ALEX BROWN Nextplan Financial Pty Ltd Current 2018-02-05
RODNEY CLIFFORD HAYNES Nextplan Financial Pty Ltd Current 2017-05-18
DAMIEN JOHN DAVIOT Nextplan Financial Pty Ltd Current 2016-12-19
DAVID DIAZ Nextplan Financial Pty Ltd Ceased 2016-08-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.