DAVID DIAZ


Licensee: NEXTPLAN FINANCIAL PTY LTD

DAVID DIAZ (Adviser# 001001014) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 1, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID DIAZ
Adviser Number 001001014
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2010
Financial Service (AFS) Licence Licence# 000452996
NEXTPLAN FINANCIAL PTY LTD
Licence ABN 24167151420
Adviser Start Date 2016-08-01
Adviser End Date 2018-06-29
Appointing Representative Name NEXTPLAN FINANCIAL PTY LTD
Appointing Representative Number 000452996
Appointing Representative ABN 24167151420

Authorisations to provide financial product advice

  • DAVID DIAZ

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000452996 NEXTPLAN FINANCIAL PTY LTD 2016-08-01 - 2018-06-29 NEXTPLAN FINANCIAL PTY LTD
000231139 COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on Securities; SMSF; Standard Margin Lending.
2014-04-30 - 2016-07-04 COMMONWEALTH FINANCIAL PLANNING LIMITED
000230323 CONSULTUM FINANCIAL ADVISERS PTY LTD
Licence controlled by: IOOF HOLDINGS LTD
2010-08-01 - 2011-06-01

Licensee Information

Licence Name NEXTPLAN FINANCIAL PTY LTD
Licence Number 000452996
Licence ABN 24167151420

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER JOHN THORN Nextplan Financial Pty Ltd Current 2018-07-03
JOHN LYNCH Nextplan Financial Pty Ltd Current 2018-06-29
MARTINA SONNEVELD Nextplan Financial Pty Ltd Current 2018-06-22
CORNELIS MAARTEN SONNEVELD Nextplan Financial Pty Ltd Current 2018-06-22
HARRY MATSOUKAS Nextplan Financial Pty Ltd Current 2018-04-20
ELISA MICHELLE ELKINS Nextplan Financial Pty Ltd Current 2018-03-15
SWARAJ SHET Nextplan Financial Pty Ltd Current 2018-02-21
ALEX BROWN Nextplan Financial Pty Ltd Current 2018-02-05
RODNEY CLIFFORD HAYNES Nextplan Financial Pty Ltd Current 2017-05-18
DAMIEN JOHN DAVIOT Nextplan Financial Pty Ltd Current 2016-12-19

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.