THOMAS CARSTEIN (Adviser# 001265624) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 3, 2018.
Register Name | Financial Advisers |
Adviser Name | THOMAS CARSTEIN |
Adviser Number | 001265624 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2014 |
Financial Service (AFS) Licence |
Licence# 000230692 GWM ADVISER SERVICES LIMITED |
Licence ABN | 96002071749 |
Licence Controlled By |
NATIONAL AUSTRALIA BANK LIMITED NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
Adviser Start Date | 2018-07-03 |
Appointing Representative Name | GWM ADVISER SERVICES LIMITED |
Appointing Representative Number | 000230692 |
Appointing Representative ABN | 96002071749 |
Memberships | Financial Planning Association of Australia (FPA) |
|
Qualification / Degree | Institute / School |
---|---|
Bachelor of Commerce | Deakin University |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000230692 |
GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2018-07-03 - | GWM ADVISER SERVICES LIMITED |
000231139 |
COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
2014-02-01 - 2018-05-01 |
Licence Name | GWM ADVISER SERVICES LIMITED |
Licence Number | 000230692 |
Licence ABN | 96002071749 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
KELLY HANLON | Gwm Adviser Services Limited | Current | 2018-08-29 |
TIMOTHY JAMES SWAINSTON | Gwm Adviser Services Limited | Current | 2018-08-28 |
JAYE O'HANLON FEATHERBY | Gwm Adviser Services Limited | Current | 2018-08-27 |
RICKY NEVILLE KENNEDY | Gwm Adviser Services Limited | Current | 2018-08-22 |
SEAN PATRICK YOUNG | Gwm Adviser Services Limited | Current | 2018-08-14 |
MATTHEW BIDDLE | Gwm Adviser Services Limited | Current | 2018-08-14 |
ROBERT GLYNN RIVIERE | Gwm Adviser Services Limited | Current | 2018-08-07 |
SANDRA CARR | Gwm Adviser Services Limited | Current | 2018-08-02 |
ILLIAS LEIGH CHADJILAZAROU | Gwm Adviser Services Limited | Current | 2018-07-10 |
REBECCA POYNTON | Gwm Adviser Services Limited | Current | 2018-07-04 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.