DMG FINANCIAL PLANNING PTY LTD


Address: Sale, VIC 3850, Australia

DMG FINANCIAL PLANNING PTY LTD (Licence# 000238354) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 14, 2003.

Service Overview

Register Name AFS Licence
Licence Name DMG FINANCIAL PLANNING PTY LTD
Licence Number 000238354
Licence ABN 22095967525
Issue Date 2003-11-14
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 207954
Locality SALE
State VIC
Postcode 3850
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001256298 MANON RUNGE Current 2017-07-10
001001541 GARY STEPHEN LUCAS Current 2017-07-01
001256297 AMY FLEMING Current 2017-03-20
001240666 LARA HANNAH SHEARMAN Ceased 2016-04-04
001252932 LARA SHEARMAN Ceased 2016-02-29
000278349 CHARLES DANIEL BAGGULEY Current 2013-02-25
001001543 SALLY-ANNE JONES Current 2008-08-18
001001542 BENJAMIN KADE LANCASTER Current 2008-01-16
001001544 JULIE LORRAINE IRVING Current 2008-01-16
001001545 JAYNE ELIZABETH DIBBLE Current 2008-01-16

Office Location

Locality SALE
State VIC
Postcode 3850
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
PHILLIPSONS FINANCIAL PLANNING PTY LTD 2009-01-20 Sale, VIC 3850, Australia

Financial services with the same locality

Service Name Issue Date Locality
PHILLIPSONS FINANCIAL PLANNING PTY LTD 2009-01-20 Sale, VIC 3850, Australia

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Competitor

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Postal Code 3850

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.