PHILLIPSONS FINANCIAL PLANNING PTY LTD


Address: Sale, VIC 3850, Australia

PHILLIPSONS FINANCIAL PLANNING PTY LTD (Licence# 000332836) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 20, 2009.

Service Overview

Register Name AFS Licence
Licence Name PHILLIPSONS FINANCIAL PLANNING PTY LTD
Licence Number 000332836
Licence ABN 87103720181
Issue Date 2009-01-20
Locality SALE
State VIC
Postcode 3850
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001251435 TRACEY CATHERINE GORDIJN Current 2016-07-01
001000895 JENNIFER MARTENS Ceased 2014-12-01
001001063 KATRINA JANE VAN GUNST Current 2010-10-01
000242340 ANNE GOORDEN Ceased 2010-03-01
000470581 MELISSA MARTINE FARLEY Ceased 2009-10-01
001000887 IAN CRAIG MEIN Current 2009-01-21

Office Location

Locality SALE
State VIC
Postcode 3850
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
DMG FINANCIAL PLANNING PTY LTD 2003-11-14 Sale, VIC 3850, Australia

Financial services with the same locality

Service Name Issue Date Locality
DMG FINANCIAL PLANNING PTY LTD 2003-11-14 Sale, VIC 3850, Australia

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Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.