WILSONS CORPORATE FINANCE LIMITED


Address: Brisbane, QLD 4000, Australia

WILSONS CORPORATE FINANCE LIMITED (Licence# 000238383) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 8, 2004.

Service Overview

Register Name AFS Licence
Licence Name WILSONS CORPORATE FINANCE LIMITED
Licence Number 000238383
Licence ABN 65057547323
Issue Date 2004-03-08
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 057786
Locality BRISBANE
State QLD
Postcode 4000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • derivatives limited to:
      • old law securities options contracts and warrants; and
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives limited to:
        • old law securities options contracts and warrants; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives limited to:
        • old law securities options contracts and warrants; and
      • securities; and
    • underwriting:
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001005713 DOMINIC JOHN HOPKINS Ceased 2010-03-30
001233849 ROGER LINLEY MORITZ Ceased 2004-11-10
001001310 ROGER LINLEY MORITZ Ceased 2004-11-10

Office Location

Locality BRISBANE
State QLD
Postcode 4000
Country Australia

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Competitor

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Postal Code 4000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.