ROGER LINLEY MORITZ (Adviser# 001001310) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is December 12, 2011.
Register Name | Financial Advisers |
Adviser Name | ROGER LINLEY MORITZ |
Adviser Number | 001001310 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 1999 |
Financial Service (AFS) Licence |
Licence# 000240293 POLICE FINANCIAL SERVICES LIMITED |
Licence ABN | 33087651661 |
Adviser Start Date | 2011-12-12 |
Adviser End Date | 2015-07-10 |
Appointing Representative Name | POLICE FINANCIAL SERVICES LIMITED |
Appointing Representative Number | 000240293 |
Appointing Representative ABN | 33087651661 |
|
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000240293 | POLICE FINANCIAL SERVICES LIMITED | 2011-12-12 - 2015-07-10 | POLICE FINANCIAL SERVICES LIMITED |
000238383 |
WILSONS CORPORATE FINANCE LIMITED
Licence controlled by: WILSONS HOLDING COMPANY PTY LTD |
2004-11-10 - 2011-12-09 |
Licence Name | POLICE FINANCIAL SERVICES LIMITED |
Licence Number | 000240293 |
Licence ABN | 33087651661 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JAMES CHATFIELD JACONA | Police Financial Services Limited | Current | 2018-07-30 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JAMES CHATFIELD JACONA | Police Financial Services Limited | Current | 2018-07-30 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.