POLICE FINANCIAL SERVICES LIMITED


Address: Melbourne, VIC 3000, Australia

POLICE FINANCIAL SERVICES LIMITED (Licence# 000240293) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 5, 2004.

Service Overview

Register Name AFS Licence
Licence Name POLICE FINANCIAL SERVICES LIMITED
Licence Number 000240293
Licence ABN 33087651661
Issue Date 2004-01-05
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 075135
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products limited to:
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities limited to:
      • debentures of a body corporate or unincorporated body only; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products; and
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • deposit products other than basic deposit products;
      • non-cash payment products;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities limited to:
        • debentures of a body corporate or unincorporated body only; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000296049 JAMES CHATFIELD JACONA Current 2018-07-30
001252284 GEORGINA AU-NHEU Ceased 2017-02-01
001238490 PIERRE GIM SEN ONG Ceased 2015-12-18
001236068 MARK HILL Ceased 2015-09-07
000425148 BERNADETTE DEAN Ceased 2012-12-10
001266943 JESSICA FRY Ceased 2012-06-06
001233849 ROGER LINLEY MORITZ Ceased 2011-12-12
001001310 ROGER LINLEY MORITZ Ceased 2011-12-12
000431998 RICHARD JAMES CROSARA Ceased 2008-10-29
000424963 JASON SWEENEY Ceased 2006-05-29

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Competitor

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.