NW ADVICE PTY LIMITED


Address: Manly, NSW 2095, Australia

NW ADVICE PTY LIMITED (Licence# 000241715) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 9, 2004.

Service Overview

Register Name AFS Licence
Licence Name NW ADVICE PTY LIMITED
Licence Number 000241715
Licence ABN 73066149111
Issue Date 2004-02-09
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 163886
Locality MANLY
State NSW
Postcode 2095
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001001336 SULIEMAN RAVELL Current 2018-03-01
001001083 ALEXANDER HICKS Ceased 2011-10-20
001008412 ANDREW REEVE-PARKER Current 2006-07-03
001008413 NEIL GEARSIDE Ceased 2004-03-15

Office Location

Locality MANLY
State NSW
Postcode 2095
Country Australia

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JRP SECURITIES PTY LTD 2014-07-03 Manly, NSW 2095, Australia
GENESIS UNDERWRITING PTY LTD 2014-02-26 Manly, NSW 2095, Australia
FLASHIZ APAC PTY LTD 2013-07-30 Manly, NSW 2095, Australia
RINGMER PACIFIC MANAGEMENT PTY LIMITED 2012-06-29 Manly, NSW 2095, Australia
AMALGAMATED FINANCIAL SERVICES PTY LTD 2011-08-09 Manly, NSW 2095, Australia
WOODLAWN CAPITAL PTY LTD 2011-07-29 Manly, NSW 2095, Australia
DAP AFSL PTY LTD 2011-05-04 Manly, NSW 2095, Australia

Competitor

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Postal Code 2095

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.