RIVERGUM INVESTORS PTY LTD


Address: Caringbah, NSW 2229, Australia

RIVERGUM INVESTORS PTY LTD (Licence# 000246570) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 16, 2003.

Service Overview

Register Name AFS Licence
Licence Name RIVERGUM INVESTORS PTY LTD
Licence Number 000246570
Licence ABN 24052367183
Issue Date 2003-12-16
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 177532
Locality CARINGBAH
State NSW
Postcode 2229
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities; and
      • superannuation;
to wholesale clients.

Office Location

Locality CARINGBAH
State NSW
Postcode 2229
Country Australia

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Competitor

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Postal Code 2229

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.