STRATEGIC FINANCIAL PLANNERS PTY LTD


Address: Surrey Hills, VIC 3127, Australia

STRATEGIC FINANCIAL PLANNERS PTY LTD (Licence# 000246845) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name STRATEGIC FINANCIAL PLANNERS PTY LTD
Licence Number 000246845
Licence ABN 15065497270
Issue Date 2004-03-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 078175
Locality SURREY HILLS
State VIC
Postcode 3127
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000302741 JAMES LIAM STEPHEN Current 2016-12-01
001007584 LISA BROPHY Ceased 2012-11-23
001006855 MICHAEL HOULIHAN Current 2009-06-02
001006857 IAN MORRISON Current 2005-01-01

Office Location

Locality SURREY HILLS
State VIC
Postcode 3127
Country Australia

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ELECT WEALTH MANAGEMENT PTY LTD 2017-11-01 Mont Albert, VIC 3127, Australia
TDK GROUP PTY LTD 2017-03-06 Surrey Hills, VIC 3127, Australia
WARNOCKS PTY LTD 2016-05-13 Surrey Hills, VIC 3127, Australia
SELFWEALTH LTD 2012-07-04 Surrey Hills, VIC 3127, Australia
MKS WEALTH MANAGEMENT PTY LTD 2008-04-11 Surrey Hills, VIC 3127, Australia
FLUKES VALUE MANAGEMENT SOLUTIONS PTY LTD 2005-04-28 Mont Albert, VIC 3127, Australia
ACS FINANCIAL PTY LTD 2004-04-27 Surrey Hills, VIC 3127, Australia
EAST WEST FINANCIAL PLANNING LIMITED 2004-03-11 Mont Albert, VIC 3127, Australia
ATLANTIC INSURANCE BROKERS PTY. LTD. 2004-03-01 Surrey Hills, VIC 3127, Australia
RSM GROUP PTY LTD 2004-02-21 Surrey Hills, VIC 3127, Australia

Competitor

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Postal Code 3127

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.