WARNOCKS PTY LTD


Address: Surrey Hills, VIC 3127, Australia

WARNOCKS PTY LTD (Licence# 000484100) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 13, 2016.

Service Overview

Register Name AFS Licence
Licence Name WARNOCKS PTY LTD
Licence Number 000484100
Licence ABN 50060862580
Issue Date 2016-05-13
Locality SURREY HILLS
State VIC
Postcode 3127
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • life products limited to:
      • life risk insurance products;
    • simple managed investment schemes;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001248712 KAREN KHOR Current 2016-10-01
001248713 GEORGE DINGLI Current 2016-10-01

Office Location

Locality SURREY HILLS
State VIC
Postcode 3127
Country Australia

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Service Name Issue Date Locality
ELECT WEALTH MANAGEMENT PTY LTD 2017-11-01 Mont Albert, VIC 3127, Australia
TDK GROUP PTY LTD 2017-03-06 Surrey Hills, VIC 3127, Australia
SELFWEALTH LTD 2012-07-04 Surrey Hills, VIC 3127, Australia
MKS WEALTH MANAGEMENT PTY LTD 2008-04-11 Surrey Hills, VIC 3127, Australia
FLUKES VALUE MANAGEMENT SOLUTIONS PTY LTD 2005-04-28 Mont Albert, VIC 3127, Australia
ACS FINANCIAL PTY LTD 2004-04-27 Surrey Hills, VIC 3127, Australia
EAST WEST FINANCIAL PLANNING LIMITED 2004-03-11 Mont Albert, VIC 3127, Australia
ATLANTIC INSURANCE BROKERS PTY. LTD. 2004-03-01 Surrey Hills, VIC 3127, Australia
STRATEGIC FINANCIAL PLANNERS PTY LTD 2004-03-01 Surrey Hills, VIC 3127, Australia
RSM GROUP PTY LTD 2004-02-21 Surrey Hills, VIC 3127, Australia

Competitor

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Postal Code 3127

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.