JARRETT DA ROZA FINANCIAL PLANNING PTY LIMITED


Address: Tamworth, NSW 2340, Australia

JARRETT DA ROZA FINANCIAL PLANNING PTY LIMITED (Licence# 000253214) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 28, 2004.

Service Overview

Register Name AFS Licence
Licence Name JARRETT DA ROZA FINANCIAL PLANNING PTY LIMITED
Licence Number 000253214
Licence ABN 92003735493
Issue Date 2004-01-28
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 075857
Locality TAMWORTH
State NSW
Postcode 2340
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001006278 GEOFFREY DAMIAN JARRETT DA ROZA Current 2004-01-28

Office Location

Locality TAMWORTH
State NSW
Postcode 2340
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
MAHER SECURITIES PTY LTD 2018-03-08 Tamworth, NSW 2340, Australia
BUCKPITT ADVISORY PTY LTD 2016-11-30 Tamworth, NSW 2340, Australia
GILL MANAGEMENT PTY LTD 2016-05-13 Tamworth, NSW 2340, Australia
BAIOCCHI GRIFFIN PRIVATE WEALTH PTY. LTD. 2012-08-21 Tamworth, NSW 2340, Australia
FORSYTHS FINANCIAL SERVICES PTY LTD 2004-06-04 Tamworth, NSW 2340, Australia
NORTHERN INLAND CREDIT UNION LIMITED 2003-11-03 Tamworth, NSW 2340, Australia

Financial services with the same locality

Service Name Issue Date Locality
MAHER SECURITIES PTY LTD 2018-03-08 Tamworth, NSW 2340, Australia
BUCKPITT ADVISORY PTY LTD 2016-11-30 Tamworth, NSW 2340, Australia
GILL MANAGEMENT PTY LTD 2016-05-13 Tamworth, NSW 2340, Australia
BAIOCCHI GRIFFIN PRIVATE WEALTH PTY. LTD. 2012-08-21 Tamworth, NSW 2340, Australia
FORSYTHS FINANCIAL SERVICES PTY LTD 2004-06-04 Tamworth, NSW 2340, Australia
NORTHERN INLAND CREDIT UNION LIMITED 2003-11-03 Tamworth, NSW 2340, Australia

Competitor

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Postal Code 2340

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.