MAHER SECURITIES PTY LTD


Address: Tamworth, NSW 2340, Australia

MAHER SECURITIES PTY LTD (Licence# 000504902) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 8, 2018.

Service Overview

Register Name AFS Licence
Licence Name MAHER SECURITIES PTY LTD
Licence Number 000504902
Licence ABN 29097350135
Issue Date 2018-03-08
Locality TAMWORTH
State NSW
Postcode 2340
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000231314 STEPHEN ANTHONY MAHER Current 2018-05-28

Office Location

Locality TAMWORTH
State NSW
Postcode 2340
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
BUCKPITT ADVISORY PTY LTD 2016-11-30 Tamworth, NSW 2340, Australia
GILL MANAGEMENT PTY LTD 2016-05-13 Tamworth, NSW 2340, Australia
BAIOCCHI GRIFFIN PRIVATE WEALTH PTY. LTD. 2012-08-21 Tamworth, NSW 2340, Australia
FORSYTHS FINANCIAL SERVICES PTY LTD 2004-06-04 Tamworth, NSW 2340, Australia
JARRETT DA ROZA FINANCIAL PLANNING PTY LIMITED 2004-01-28 Tamworth, NSW 2340, Australia
NORTHERN INLAND CREDIT UNION LIMITED 2003-11-03 Tamworth, NSW 2340, Australia

Financial services with the same locality

Service Name Issue Date Locality
BUCKPITT ADVISORY PTY LTD 2016-11-30 Tamworth, NSW 2340, Australia
GILL MANAGEMENT PTY LTD 2016-05-13 Tamworth, NSW 2340, Australia
BAIOCCHI GRIFFIN PRIVATE WEALTH PTY. LTD. 2012-08-21 Tamworth, NSW 2340, Australia
FORSYTHS FINANCIAL SERVICES PTY LTD 2004-06-04 Tamworth, NSW 2340, Australia
JARRETT DA ROZA FINANCIAL PLANNING PTY LIMITED 2004-01-28 Tamworth, NSW 2340, Australia
NORTHERN INLAND CREDIT UNION LIMITED 2003-11-03 Tamworth, NSW 2340, Australia

Competitor

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Postal Code 2340

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.