THE COMPLETE PLANNER PTY LTD


Address: Hawthorn East, VIC 3123, Australia

THE COMPLETE PLANNER PTY LTD (Licence# 000278161) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 15, 2004.

Service Overview

Register Name AFS Licence
Licence Name THE COMPLETE PLANNER PTY LTD
Licence Number 000278161
Licence ABN 48077994104
Issue Date 2004-09-15
Locality HAWTHORN EAST
State VIC
Postcode 3123
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000384558 DIEGO DEL ROSSO Current 2018-08-01
001258066 SYED MOHAMMAD Ceased 2018-03-19
000473168 ANURAG SRIVASTAVA Current 2017-05-04
001248028 MICHAEL REGINALD POORE Ceased 2016-09-21
000466175 CHRISTOPHER WRIGHT Current 2016-07-01
001008774 NAVJEET SINGH Current 2016-01-28
000468035 ANDREW BRIAN POTTS Ceased 2014-12-22
000242241 ANDREW BOWRING Ceased 2014-12-01
000437806 DONAVAN O'NEIL JORDAN Ceased 2014-12-01
000397831 DAVID COLLINS Current 2014-03-25

Office Location

Locality HAWTHORN EAST
State VIC
Postcode 3123
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ROSICA, GIACINTA GIANNA 2017-06-15 Hawthorn East, VIC 3123, Australia
DEMPSEY, KENETH RONALD 2016-09-05 Hawthorn East, VIC 3123, Australia
E R SYNDICATIONS PTY LTD 2014-11-14 Hawthorn East, VIC 3123, Australia
PREMIUM CLIENT SERVICES AUSTRALIA PTY LTD 2014-06-18 Hawthorn East, VIC 3123, Australia
WINCONNECT PTY LTD 2014-01-30 Hawthorn East, VIC 3123, Australia
LIGHTHOUSE WEALTH MANAGEMENT PTY LTD 2012-10-01 Hawthorn East, VIC 3123, Australia
PROGRESSIVE GREEN TRADING PTY LTD 2012-01-09 Hawthorn East, VIC 3123, Australia
TIERNAN PARSONS FINANCIAL SERVICES PTY. LTD. 2011-02-01 Hawthorn East, VIC 3123, Australia
PETERSMCKEOWN PTY LTD 2006-04-07 Hawthorn East, VIC 3123, Australia
VICTORIA TEACHERS LIMITED 2004-03-09 Hawthorn East, VIC 3123, Australia

Competitor

Search similar business entities

Postal Code 3123

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.