ROSICA, GIACINTA GIANNA


Address: Hawthorn East, VIC 3123, Australia

ROSICA, GIACINTA GIANNA (Licence# 000488905) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 15, 2017.

Service Overview

Register Name AFS Licence
Licence Name ROSICA, GIACINTA GIANNA
Licence Number 000488905
Licence ABN 23029158060
Issue Date 2017-06-15
Locality HAWTHORN EAST
State VIC
Postcode 3123
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • general insurance products;
    • life products limited to:
      • life risk insurance products;
    • simple managed investment schemes;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001264751 GIANNA ROSICA Current 2017-06-15

Office Location

Locality HAWTHORN EAST
State VIC
Postcode 3123
Country Australia

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DEMPSEY, KENETH RONALD 2016-09-05 Hawthorn East, VIC 3123, Australia
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PREMIUM CLIENT SERVICES AUSTRALIA PTY LTD 2014-06-18 Hawthorn East, VIC 3123, Australia
WINCONNECT PTY LTD 2014-01-30 Hawthorn East, VIC 3123, Australia
LIGHTHOUSE WEALTH MANAGEMENT PTY LTD 2012-10-01 Hawthorn East, VIC 3123, Australia
PROGRESSIVE GREEN TRADING PTY LTD 2012-01-09 Hawthorn East, VIC 3123, Australia
TIERNAN PARSONS FINANCIAL SERVICES PTY. LTD. 2011-02-01 Hawthorn East, VIC 3123, Australia
PETERSMCKEOWN PTY LTD 2006-04-07 Hawthorn East, VIC 3123, Australia
THE COMPLETE PLANNER PTY LTD 2004-09-15 Hawthorn East, VIC 3123, Australia
VICTORIA TEACHERS LIMITED 2004-03-09 Hawthorn East, VIC 3123, Australia

Competitor

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Postal Code 3123

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.