GOLD FINANCIAL PTY LTD


Address: Ballarat, VIC 3350, Australia

GOLD FINANCIAL PTY LTD (Licence# 000291389) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 20, 2005.

Service Overview

Register Name AFS Licence
Licence Name GOLD FINANCIAL PTY LTD
Licence Number 000291389
Licence ABN 50113653946
Issue Date 2005-10-20
Locality BALLARAT
State VIC
Postcode 3350
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • general insurance products; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001265314 BENJAMIN TOOHEY Current 2018-06-18
000255309 ANDREW MACIEJEWSKI Current 2018-06-15
000293176 MICHAEL ALOYSIUS MARTIN Current 2015-05-15
000229535 MARLON ANTHONY JUDE LA BROOY Ceased 2014-12-19
000296309 ADAM CURSIO Ceased 2014-12-19
000249650 JASON GRAHAM MCNAUGHTON Ceased 2014-02-19
000447958 DAMIAN PETER CAVENEY Ceased 2013-10-28
000446751 MICHAEL OLIVER Ceased 2013-10-03
000442873 DAVID PAUL TOOHEY Current 2013-07-24
000433352 ROSELLA MAMONE Current 2013-01-16

Office Location

Locality BALLARAT
State VIC
Postcode 3350
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
OLD COLD GOLD PTY LTD 2017-08-14 Ballarat Central, VIC 3350, Australia
JENS, JANE TUAZON 2017-04-13 Soldiers Hill, VIC 3350, Australia
BUTLER PRIVATE PTY LTD 2016-09-06 Ballarat North, VIC 3350, Australia
STERLING GROUP VIC PTY LTD 2016-03-04 Ballarat North, VIC 3350, Australia
STURT STREET ABS PTY LTD 2014-08-06 Ballarat, VIC 3350, Australia
SMS INSURANCE PTY LTD 2012-09-03 Ballarat North, VIC 3350, Australia
AG CONCEPTS UNLIMITED PTY LTD 2007-12-12 Ballarat, VIC 3350, Australia
SIMPLEX INSURANCE SOLUTIONS PTY LTD 2005-03-30 Ballarat East, VIC 3350, Australia
DUNBAR HOUSE FINANCIAL SERVICES PTY LTD 2005-03-16 Lake Wendouree, VIC 3350, Australia
ACN 054 261 371 PTY. LTD. 2004-03-10 Ballarat Central, VIC 3350, Australia

Competitor

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Postal Code 3350

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.