STERLING GROUP VIC PTY LTD


Address: Ballarat North, VIC 3350, Australia

STERLING GROUP VIC PTY LTD (Licence# 000481623) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 4, 2016.

Service Overview

Register Name AFS Licence
Licence Name STERLING GROUP VIC PTY LTD
Licence Number 000481623
Licence ABN 15608436657
Issue Date 2016-03-04
Locality BALLARAT NORTH
State VIC
Postcode 3350
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001263930 GREGORY MAURICE ARMSTRONG Current 2017-07-10
000259097 RAJINDER SINGH MUKER Current 2016-04-01
000334472 DANIEL ADAM RADCLIFFE Current 2016-04-01
000405795 PAUL BRADLEY HIRTH Ceased 2016-04-01

Office Location

Locality BALLARAT NORTH
State VIC
Postcode 3350
Country Australia

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OLD COLD GOLD PTY LTD 2017-08-14 Ballarat Central, VIC 3350, Australia
JENS, JANE TUAZON 2017-04-13 Soldiers Hill, VIC 3350, Australia
BUTLER PRIVATE PTY LTD 2016-09-06 Ballarat North, VIC 3350, Australia
STURT STREET ABS PTY LTD 2014-08-06 Ballarat, VIC 3350, Australia
SMS INSURANCE PTY LTD 2012-09-03 Ballarat North, VIC 3350, Australia
AG CONCEPTS UNLIMITED PTY LTD 2007-12-12 Ballarat, VIC 3350, Australia
GOLD FINANCIAL PTY LTD 2005-10-20 Ballarat, VIC 3350, Australia
SIMPLEX INSURANCE SOLUTIONS PTY LTD 2005-03-30 Ballarat East, VIC 3350, Australia
DUNBAR HOUSE FINANCIAL SERVICES PTY LTD 2005-03-16 Lake Wendouree, VIC 3350, Australia
ACN 054 261 371 PTY. LTD. 2004-03-10 Ballarat Central, VIC 3350, Australia

Competitor

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Postal Code 3350

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.