APP SECURITIES PTY LTD


Address: Sydney, NSW 2000, Australia

APP SECURITIES PTY LTD (Licence# 000307706) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 24, 2007.

Service Overview

Register Name AFS Licence
Licence Name APP SECURITIES PTY LTD
Licence Number 000307706
Licence ABN 45112871842
Issue Date 2007-04-24
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001240655 DARRELL SEETO Ceased 2015-09-01
      001247860 LACHLAN GRAEME OWEN Ceased 2015-09-01
      001234290 DAVID XI ZHU Ceased 2015-07-31
      001232729 ANDREW CHARLES OAKLEY Ceased 2015-06-22
      000462632 CHRISTOPHER FORTE Ceased 2015-06-17
      000240786 HAMISH MCCATHIE Ceased 2013-02-27
      000278298 BARRY JOHN DAWES Ceased 2012-10-15
      001009435 RAHN CATO Ceased 2011-07-01

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

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      Postal Code 2000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.