RAHN CATO (Adviser# 001009435) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is October 26, 2016.
| Register Name | Financial Advisers |
| Adviser Name | RAHN CATO |
| Adviser Number | 001009435 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2008 |
| Financial Service (AFS) Licence |
Licence# 000246827 PHILLIP CAPITAL LIMITED |
| Licence ABN | 14002918247 |
| Adviser Start Date | 2016-10-26 |
| Adviser End Date | 2017-01-24 |
| Appointing Representative Name | 2FASTEE PTY. LTD. |
| Appointing Representative Number | 001249371 |
| Appointing Representative ABN | 88614440667 |
| Further Restrictions | Notwithstanding that Phillip Capital Limited is authorised to provide financial services in accordance with its AFSL, the Authorised Representative is prohibited from providing the following financial services for or on behalf of the Principal without the prior written approval from Phillip Capital Limited: (a) operating registered schemes, (c) life products, (d) general insurance products,(e) MDA services (g) underwriting services and Capital raisings and Corporate Advisory services. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000246827 |
PHILLIP CAPITAL LIMITED
Further restrictions: Notwithstanding that Phillip Capital Limited is authorised to provide financial services in accordance with its AFSL, the Authorised Representative is prohibited from providing the following financial services for or on behalf of the Principal without the prior written approval from Phillip Capital Limited: (a) operating registered schemes, (c) life products, (d) general insurance products,(e) MDA services (g) underwriting services and Capital raisings and Corporate Advisory services. |
2016-10-26 - 2017-01-24 | 2FASTEE PTY. LTD. |
| 000307706 |
APP SECURITIES PTY LTD
Licence controlled by: GREAT WORLD FINANCIAL GROUP PTY LTD |
2011-07-01 - 2016-10-20 | RAHN CATO |
| 000238095 | BBY LTD | 2011-01-01 - 2015-06-30 | RAHN CATO |
| 000238148 | SB2 SECURITIES PTY LTD | 2008-06-06 - 2010-12-30 | RAHN CATO |
| Licence Name | PHILLIP CAPITAL LIMITED |
| Licence Number | 000246827 |
| Licence ABN | 14002918247 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARK WILSON WISEMAN | Phillip Capital Limited | Current | 2018-06-29 |
| LAY CHIENG CHYE | Phillip Capital Limited | Ceased | 2017-03-01 |
| MICHAEL CORI | Phillip Capital Limited | Ceased | 2017-01-30 |
| NICK KATIFORIS | Phillip Capital Limited | Ceased | 2017-01-23 |
| ERWIN JOSEPH TAN | Phillip Capital Limited | Ceased | 2017-01-18 |
| JEAN-FRANCOIS BERTINCOURT | Phillip Capital Limited | Ceased | 2016-09-22 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-19 |
| DAVID XI ZHU | Phillip Capital Limited | Ceased | 2016-09-13 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-12 |
| ROBIN FIRTH HUGHES | Phillip Capital Limited | Ceased | 2016-09-07 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.