MITCHELL ASSET MANAGEMENT PTY LTD


Address: Toorak, VIC 3142, Australia

MITCHELL ASSET MANAGEMENT PTY LTD (Licence# 000320019) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 4, 2009.

Service Overview

Register Name AFS Licence
Licence Name MITCHELL ASSET MANAGEMENT PTY LTD
Licence Number 000320019
Licence ABN 65123804491
Issue Date 2009-02-04
Locality TOORAK
State VIC
Postcode 3142
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • interests in managed investment schemes limited to:
        • MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000234926 ANIQUE VO Current 2018-07-02
      001004848 NHI ANIQUE VO Current 2018-07-02
      001265839 BINISH QADIR Current 2018-07-02
      001002653 RICHARD (KIAN) TAN Current 2018-05-21
      000288879 GODWIN IP Current 2015-03-30
      000322346 JOHN PATON MITCHELL Current 2015-03-30
      000233018 ANDREW JOHN COCHRANE Ceased 2012-11-13

      Office Location

      Locality TOORAK
      State VIC
      Postcode 3142
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      GATEWAY INSURANCE BROKERS PTY LTD 2008-07-01 Toorak, VIC 3142, Australia
      NAVIGATE FUNDS MANAGEMENT PTY LIMITED 2006-06-05 Toorak, VIC 3142, Australia
      4D PTY LTD 2003-11-17 Toorak, VIC 3142, Australia

      Financial services with the same locality

      Service Name Issue Date Locality
      GATEWAY INSURANCE BROKERS PTY LTD 2008-07-01 Toorak, VIC 3142, Australia
      NAVIGATE FUNDS MANAGEMENT PTY LIMITED 2006-06-05 Toorak, VIC 3142, Australia
      4D PTY LTD 2003-11-17 Toorak, VIC 3142, Australia

      Financial services with the same country

      Service Name Issue Date Locality
      BURNHAM FUNDS MANAGEMENT PTY LTD 2018-08-01 South Melbourne, VIC 3205, Australia
      CEDAR ASSET MANAGEMENT PTY LTD 2018-07-30 Sydney, NSW 2000, Australia
      SIA FUNDS MANAGEMENT PTY LTD 2018-07-30 Glenunga, SA 5064, Australia
      CAMPASPE FINANCIAL SERVICES PTY LTD 2018-07-30 Echuca, VIC 3564, Australia
      PK INSURANCE BROKERS PTY LTD 2018-07-27 Penrith, NSW 2750, Australia
      BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
      MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
      AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD 2018-07-19 Melbourne, VIC 3000, Australia
      ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD 2018-07-19 Sydney, NSW 2000, Australia
      FORTY SEVEN GROUP PTY LTD 2018-07-19 Innaloo, WA 6018, Australia

      Competitor

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      Postal Code 3142

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.