RICHARD (KIAN) TAN


Licensee: MITCHELL ASSET MANAGEMENT PTY LTD

RICHARD (KIAN) TAN (Adviser# 001002653) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 21, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name RICHARD (KIAN) TAN
Adviser Number 001002653
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000320019
MITCHELL ASSET MANAGEMENT PTY LTD
Licence ABN 65123804491
Adviser Start Date 2018-05-21
Appointing Representative Name MITCHELL ASSET MANAGEMENT PTY LTD
Appointing Representative Number 000320019
Appointing Representative ABN 65123804491

Authorisations to provide financial product advice

  • RICHARD (KIAN) TAN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services ( Financial Planning International Institue of Technology
Bachelor of Business Charles Sturt University
Diploma of Financial Service (Financial Planning) International Institue of Technology

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000320019 MITCHELL ASSET MANAGEMENT PTY LTD 2018-05-21 - MITCHELL ASSET MANAGEMENT PTY LTD
000232595 HSBC BANK AUSTRALIA LIMITED 2014-09-18 - 2018-03-27 HSBC BANK AUSTRALIA LIMITED
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2013-05-10 - 2014-08-15
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2012-08-07 - 2013-04-15 SLW FINANCIAL SERVICES PTY. LTD.
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2012-01-12 - 2012-07-28

Licensee Information

Licence Name MITCHELL ASSET MANAGEMENT PTY LTD
Licence Number 000320019
Licence ABN 65123804491

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANIQUE VO Mitchell Asset Management Pty Ltd Current 2018-07-02
NHI ANIQUE VO Mitchell Asset Management Pty Ltd Current 2018-07-02
BINISH QADIR Mitchell Asset Management Pty Ltd Current 2018-07-02
GODWIN IP Mitchell Asset Management Pty Ltd Current 2015-03-30
JOHN PATON MITCHELL Mitchell Asset Management Pty Ltd Current 2015-03-30

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANIQUE VO Mitchell Asset Management Pty Ltd Current 2018-07-02
NHI ANIQUE VO Mitchell Asset Management Pty Ltd Current 2018-07-02
BINISH QADIR Mitchell Asset Management Pty Ltd Current 2018-07-02
GODWIN IP Mitchell Asset Management Pty Ltd Current 2015-03-30
JOHN PATON MITCHELL Mitchell Asset Management Pty Ltd Current 2015-03-30

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.