RIVKIN SECURITIES PTY LTD


Address: Rushcutters Bay, NSW 2011, Australia

RIVKIN SECURITIES PTY LTD (Licence# 000332802) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 4, 2009.

Service Overview

Register Name AFS Licence
Licence Name RIVKIN SECURITIES PTY LTD
Licence Number 000332802
Licence ABN 87123290602
Issue Date 2009-03-04
Locality RUSHCUTTERS BAY
State NSW
Postcode 2011
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities; and
      • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001006856 TIMOTHY RADFORD Ceased 2010-12-01
000430641 KIERAN CRAIG BERRY Ceased 2006-01-02

Office Location

Locality RUSHCUTTERS BAY
State NSW
Postcode 2011
Country Australia

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Competitor

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Postal Code 2011

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.