DO, DAT TRONG


Address: Woolloomooloo, NSW 2011, Australia

DO, DAT TRONG (Licence# 000486133) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 19, 2017.

Service Overview

Register Name AFS Licence
Licence Name DO, DAT TRONG
Licence Number 000486133
Licence ABN 15156959629
Issue Date 2017-09-19
Locality WOOLLOOMOOLOO
State NSW
Postcode 2011
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • general insurance products; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266837 DAT TRONG DO Current 2017-09-19

Office Location

Locality WOOLLOOMOOLOO
State NSW
Postcode 2011
Country Australia

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ASCIENTA PTY LTD 2014-10-03 Woolloomooloo, NSW 2011, Australia
CLIMATE FRIENDLY FINANCIAL SOLUTIONS PTY. LIMITED 2013-01-10 Woolloomooloo, NSW 2011, Australia
VIVIENNE COURT TRADING PTY LTD 2012-08-29 Potts Point, NSW 2011, Australia
JBS INVESTMENTS AUSTRALIA HOLDING LIMITED 2011-09-12 Woolloomooloo, NSW 2011, Australia
RIVKIN SECURITIES PTY LTD 2009-03-04 Rushcutters Bay, NSW 2011, Australia
LIFESTYLE ASSET MANAGEMENT PTY LTD 2005-07-11 Woolloomooloo, NSW 2011, Australia
FUTURE SUPER ASSET MANAGEMENT LTD 2004-02-12 Potts Point, NSW 2011, Australia

Competitor

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Postal Code 2011

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.